7/3/2025 1:34:31 PM EU: ESMA promotes clarity in sustainability-related communications By Premlata Fagan Stephen Clipsham ESMA has published a ‘Thematic note on clear, fair & not misleading sustainability-related claims’ to help promote clarity in...
7/1/2025 11:57:52 AM EU: ESMA review finds shortcomings in asset managers SFDR compliance and risk integration By Stephen Clipsham Premlata Fagan The European Securities and Markets Authority (ESMA) has published its final report following a Common Supervisory Action (CSA) carried...
6/18/2025 10:55:45 AM Basel Committee publishes international voluntary climate risk disclosure framework for banks By Claudia Harper Julia Voskoboinikova Stephen Clipsham On 13 June 2025, the Basel Committee on Banking Supervision (the primary global standard setter for the prudential regulation of banks)...
6/16/2025 2:17:05 PM House of Lords Committee finds the FCA and PRA have a ‘deeply entrenched culture of risk aversion’ By Sara Cody Stephen Clipsham The House of Lords Regulation Committee was established in early 2024. Following the passing of FSMA 2023, which established a new...
5/13/2025 1:23:36 PM EU Stop-the-Clock Directive transposition tracker By Victoria Hickman Julia Grothaus Raza Naeem Rachel Barrett David Ballegeer Ngoc-Hong Ma Tom Cobbaert Xu Wang Stephen Clipsham Benoit Martin Emilie Rochat +8 more... Show less As part of the EU Commission’s so-called “Omnibus package”, the “Stop-the-Clock” Directive was published in the Official Journal of the...
5/9/2025 10:41:46 AM FCA publishes findings of good and poor practice from its review of small asset managers By Premlata Fagan Raza Naeem On 8 May, the FCA released findings from its latest review aimed at smaller asset management firms. Whilst the review focussed on...
5/6/2025 9:36:00 AM EU: ESG Ratings Regulation moves another step forward, now with draft RTS By Stephen Clipsham Victoria Hickman Elizabeth Webb The Council of the EU published the text of the proposed Regulation on the transparency and integrity of ESG rating activities, and...
5/2/2025 4:14:00 PM Global: FMSB finalises Statement of Good Practice to support more consistent governance of sustainability-linked products By Raza Naeem The Financial Markets Standards Board (FMSB) has published its final Statement of Good Practice on the governance of...