4/23/2026 6:06:42 PM EU: Commission adopts RTS giving further clarity under the ESG Ratings Regulation By Premlata Fagan Stephen Clipsham On 21 April 2026, the European Commission adopted the following two draft Delegated Regulations supplementing Regulation 2024/3005 (known...
4/16/2026 6:24:04 PM Risk Warnings Review sets out new framework for communicating investment risk By Premlata Fagan Stephen Clipsham The Risk Warnings Review (commissioned by HM Treasury in July 2025 as part of the Leeds Reforms) has published its final report on...
4/16/2026 2:24:40 PM EU MiFID II/MiFIR Review: Commission adopts RTS on order execution policies after year-long hiatus By Karen Cooper The European Commission has adopted the new RTS on investment firms’ order execution policies, almost a year to the day after the...
4/14/2026 4:46:18 PM EU: EBA supervisory reporting simplification: impact on ESG reporting By Stephen Clipsham On 10 April 2026, the European Banking Authority (EBA) launched a consultation on a comprehensive package of measures aimed at...
3/23/2026 12:01:49 PM FCA sets out 2026 regulatory priorities for the Wholesale Banking and Buy- Side markets sector By Premlata Fagan Stephen Clipsham The FCA has now published its Regulatory Priorities Reports for Wholesale Markets and for the Wholesale Buy Side sector. The reports,...
3/20/2026 7:21:28 PM EU: Commission seeks feedback on revisions to simplify technical screening criteria under EU Taxonomy By Julia Voskoboinikova Stephen Clipsham The European Commission is inviting feedback on potential revisions to the criteria of the EU Taxonomy in order to make the framework...
3/12/2026 10:52:51 PM PRA issues its first fine using the Early Account Scheme By Elizabeth Dowd Stephen Clipsham The Prudential Regulation Authority has fined UK Insurance Limited (the “Firm”), a subsidiary and principal underwriter of Direct Line...
3/12/2026 11:31:38 AM EU: ESAs to provide technical advice on the Taxonomy Disclosures Delegated Act By Stephen Clipsham The European Commission has issued a call for technical advice inviting the European Supervisory Authorities (ESAs) to develop technical...