Stephen Clipsham

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Stephen Clipsham

Professional Support Advisor, Financial Regulation, Linklaters

United Kingdom

2/21/2025 10:38:14 AM

DORA: ESAs set out roadmap towards the designation of critical ICT third-party service providers and Commission adopts RTS on threat-led penetration testing

By Victoria McGowan Stephen Clipsham

The European Supervisory Authorities (ESAs) have provided a roadmap to move forward with designating critical ICT third-party service...

2/17/2025 5:36:06 PM

UK: FCA delays the publication of the final rules on applying SDR to portfolio management

By Stephen Clipsham

The UK Financial Conduct Authority (FCA) has announced that it no longer intends to publish its policy statement on extending its...

2/3/2025 2:51:34 PM

UK FCA sets out climate change adaptation challenges faced by firms

By Raza Naeem Peter Bevan Stephen Clipsham +2 more...

The FCA has published its 2025 Adaptation Report on climate change adaptation challenges faced by firms. The report focuses on risk...

1/29/2025 3:19:28 PM

FCA issues first fine for breach of MiFIR transaction reporting requirements

By Karen Cooper Stephen Clipsham

The Financial Conduct Authority (FCA) has fined Infinox Capital Limited £99,200 for failing to submit 46,053 transaction reports which...

1/2/2025 6:13:36 PM

EU: Platform on Sustainable Finance sets out recommendations to Commission for categorisation of products under the SFDR

By Elizabeth Webb Stephen Clipsham

The EU Platform on Sustainable Finance has published a briefing note setting out a proposal to establish a product categorisation scheme...

12/17/2024 3:50:32 PM

EU CS3D: Financial Services webinar recording on how the CS3D interacts with other due diligence regimes – Episode 3

By Stephen Clipsham

Continuing with our webinar series on the EU Corporate Sustainability Due Diligence Directive (CS3D / CSDDD) as it impacts the financial...

12/13/2024 6:10:20 PM

EU: ESMA provide further clarification on how to apply its fund names guidelines

By Stephen Clipsham

On 13 December 2024, ESMA published three new Q&As on the practical application of its guidelines on funds' names using ESG or...

12/12/2024 5:06:29 PM

Sustainable Finance Regulation in the UK and EU: What’s coming up in 2025

By Stephen Clipsham

The development of new, and implementation of existing, sustainability law and regulation continues apace. In our recently published...

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About me

DORA: ESAs set out roadmap towards the designation of critical ICT third-party service providers and Commission adopts RTS on threat-led penetration testing

UK: FCA delays the publication of the final rules on applying SDR to portfolio management

UK FCA sets out climate change adaptation challenges faced by firms

FCA issues first fine for breach of MiFIR transaction reporting requirements

EU: Platform on Sustainable Finance sets out recommendations to Commission for categorisation of products under the SFDR

EU CS3D: Financial Services webinar recording on how the CS3D interacts with other due diligence regimes – Episode 3

EU: ESMA provide further clarification on how to apply its fund names guidelines

Sustainable Finance Regulation in the UK and EU: What’s coming up in 2025