Stephen Clipsham

8/5/2026 4:39:46 PM

Upper Tribunal upholds FCA ban but significantly reduces penalties

By Sara Cody Mia Shindler Stephen Clipsham

In Richard Brian Fenech and Heather Imogen Dunne v The Financial Conduct Authority, the Upper Tribunal considered the calculation of...

8/4/2026 2:46:17 PM

By Karen Cooper Stephen Clipsham

The FCA has published Policy Statement PS26/15, confirming final rules which will significantly streamline the UK MiFIR transaction...

7/21/2026 5:40:30 PM

By Sara Cody Stephen Clipsham

The FCA’s latest Enforcement Data, released with the FCA’s 2025/26 Annual Report, provide an intriguing snapshot into the regulator’s...

7/10/2026 9:18:27 AM

By Stephen Clipsham

The three European Supervisory Authorities - ESMA, EBA and EIOPA - have launched parallel consultations with proposals designed to reduce...

7/8/2026 10:15:49 AM

By Stephen Clipsham

ESMA has published a supervisory briefing setting out expectations for firms and national competent authorities (NCAs) on ‘Triangular...

7/6/2026 4:15:05 PM

By Stephen Clipsham

ESMA has issued a statement on the publication or distribution of ESG ratings by third parties in the period from 2 July 2026 until...

7/3/2026 3:14:16 PM

By Karen Cooper

ESMA has published its Final Report on the Call for Evidence for the simplification of financial transaction reporting, which proposes...

7/3/2026 2:15:50 PM

By Raza Naeem Premlata Fagan Clare Wiles +1 more...

The European Banking Authority (EBA) has published its final report on revised Guidelines on product oversight and governance (POG)...