9/3/2026 9:20:47 AM UK/EU Wholesale Markets Reform Timeline - September 2026 update By Karen Cooper Stephen Clipsham View our UK/EU Wholesale Markets Reform Timeline which has been updated to reflect recent developments over the Summer. The timeline...
9/2/2026 10:42:33 AM EU ESG Ratings Regulation Resources By Stephen Clipsham Premlata Fagan Raza Naeem Victoria Hickman +1 more... Show less The ESG Ratings Regulation (Regulation (EU) 2024/3005) was published in the Official Journal on 12 December 2024 and started to apply...
8/26/2026 1:42:09 PM EBA consults on RTS related to reclassification of investment firms as credit institutions By Karen Cooper Stephen Clipsham The European Banking Authority has launched a consultation on three draft RTS related to the reclassification of investment firms as...
8/11/2026 10:38:00 AM FCA advances package of equity market transparency reforms By Karen Cooper Stephen Clipsham The FCA equity markets package sets the framework for a UK equity CTP, seeks views on income sharing and inclusion of SI pre-trade data...
8/5/2026 4:39:46 PM Upper Tribunal upholds FCA ban but significantly reduces penalties By Sara Cody Mia Shindler Stephen Clipsham In Richard Brian Fenech and Heather Imogen Dunne v The Financial Conduct Authority, the Upper Tribunal considered the calculation of...
8/4/2026 2:46:17 PM FCA finalises significant reforms to the UK transaction reporting regime to lock in predicted annual cost savings of more than £100m for the industry By Karen Cooper Stephen Clipsham The FCA has published Policy Statement PS26/15, confirming final rules which will significantly streamline the UK MiFIR transaction...
7/21/2026 5:40:30 PM FCA releases latest stats on enforcement By Sara Cody Stephen Clipsham The FCA’s latest Enforcement Data, released with the FCA’s 2025/26 Annual Report, provide an intriguing snapshot into the regulator’s...
7/10/2026 9:18:27 AM EU: ESAs consult on proposals to simplify EU Taxonomy disclosures By Stephen Clipsham The three European Supervisory Authorities - ESMA, EBA and EIOPA - have launched parallel consultations with proposals designed to reduce...