Oct 08, 2024 FCA announces advice market consolidation review and other key priorities in dear CEO letter By Premlata Fagan It has been a while since the FCA last looked in detail at consolidation, but a Dear CEO letter sent to financial advisers and investment...
Oct 07, 2024 Overseas Funds Regime - User Guide By Premlata Fagan In July 2024, the FCA published Policy Statement PS24/7, which included its final rules on the Overseas Funds Regime (OFR) ahead of the...
Oct 07, 2024 UK: PRA provides banks with feedback on accounting for climate risk By Premlata Fagan Stephen Clipsham The Prudential Regulation Authority has sent a Dear CFO letter to a selection of banks providing feedback from its thematic review of...
Sep 16, 2024 Navigating the FCA's Overseas Funds Regime By Premlata Fagan Raza Naeem Elliot Jack With the FCA’s Overseas Funds Regime (OFR) for non-UK funds to be recognised by the FCA and sold to UK retail investors having now been...
Sep 09, 2024 UK: FCA temporary flexibility for firms on "naming and marketing" By Premlata Fagan The FCA has updated its website this morning with a statement offering limited temporary flexibility, until 5pm on 2 April 2025, for...
Aug 22, 2024 EU: ESMA sets out its long-term vision for sustainable investments By Premlata Fagan Stephen Clipsham The European Securities and Markets Authority (ESMA) has published an opinion on the EU Sustainable Finance Regulatory Framework...
Aug 21, 2024 EU: ESMA Guidelines on Funds' names to apply from 21 November 2024 By Premlata Fagan Stephen Clipsham The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published...
Jul 10, 2024 UK & EU: Sustainable Finance Sources - survival guide By Premlata Fagan It can be hard to find in one place the legal, regulatory and industry sources you need when navigating the fast-moving and...