21 Mar, 2024 FCA publishes findings on how firms provide retirement income advice (firms providing personal recommendations on investments should also take note) By Premlata Fagan On 20th March, the FCA published a report on the outcomes of its thematic review (TR 24/1) on retirement income advice. In this report,...
13 Mar, 2024 UK: Lessons from Year 1 TCFD reporting - IA publishes insights & suggested actions for asset managers By Premlata Fagan The IA has published a report focusing on key themes and challenges that have emerged from the first round of asset manager reporting,...
06 Mar, 2024 FRC sets out details and timeline for its review of the UK Stewardship Code By Premlata Fagan The Financial Reporting Council (FRC) has recently published a policy update in relation to its review of the UK Stewardship Code. Its...
05 Mar, 2024 UK: FCA "Dear CEO" letter to Asset Managers and alternatives portfolios - what does it say on ESG and sustainability? By Premlata Fagan The FCA has published a portfolio letter issued to Asset Managers and alternative firms (dated 1 March). This letter provides an interim...
21 Feb, 2024 EU: ESG Rating Regulation - a game changer? By Premlata Fagan As the EU's ESG ratings reform package has now been politically agreed, we are organising a webinar on 28 February between 11:00-12:00...
06 Feb, 2024 EU: ESG Ratings Regulation – Council and Parliament reach political agreement By Premlata Fagan Raza Naeem David Ballegeer Dr Frederik Winter Silke Bernard Ngoc-Hong Ma Julia Bhatti Martin Rojahn Benjamin Maconick +6 more... Show less Following their fourth trilogue meeting, the Council and Parliament announced on 5 February 2024 provisional agreement has now been...
02 Feb, 2024 UK: FCA goes live with UK SDR guidance page By Premlata Fagan A couple of weeks later than anticipated, but as promised, the FCA has published its guidance page setting out its thoughts on how firms...
25 Jan, 2024 EU: SFDR Level 2 amendments may be delayed By Premlata Fagan Upasana Chauhan With the clock ticking on the three months that the European Commission (the “Commission”) has to approve and adopt the draft Delegated...