New notification requirements for FCA regulated investment firms in groups
The introduction of the new UK prudential regime for investment firms (IFPR) brings with it new notification requirements for...
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Linklaters - Financial Regulation Insights Archive
ESG Webinar: recap and key ESG focus areas for banks and insurers in 2022
A number of ESG developments occurred over 2021, both at a European level (in particular finalisation of the Article 8 Taxonomy delegated...
The FCA's strengthening of financial promotion rules
The FCA has opened its consultation on changes it is proposing to make to protect consumers from harm when investing in high risk...
Temporary permissions: payments and e-money firms
The FCA has updated its guidance for EU-based payments firms operating in the UK on a temporary permission. Forms are now available for...
There are serious questions about how asset managers will implement the consumer duty
The FCA's consumer duty proposals will apply to many asset managers, but they seem to have been prepared with large-scale retail banking...
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