A broad programme of work is underway to shape the future of financial services regulation in the UK. This will impact all financial...
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Financial services firms are familiar with the UK financial services regulators' Principles-based regulation. And with the most optimal...
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Over 6000 people beat down the door of the FCA's Consumer Duty webinar on 6 December 2023. So many that the FCA's systems were...
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In a recent speech the FCA highlighted “supporting technological advance” as one of its three main priorities for reform of the asset...
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Having spent quite a lot of time over the last year advising on the Consumer Duty (the “Duty”), the FCA’s Call for Input on ‘Potential...
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The FCA will allow investment firms to provide additional information, including cost breakdowns, on their key investor documents (KIDs)...
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Following on from its consultation response in July 2023, the UK Government has now published a draft statutory instrument (“SI”) (and...
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In the summer the government commissioned an independent review of the UK payments industry. Now that the report has landed we pick out...
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Draft regulations reveal more detail on how the government plans to reshape the UK’s short selling regime, confirming divergence from the...
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The International Organization of Securities Commissions has finalised its 18 policy recommendations for the regulation of crypto and...
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Upper Tribunal Judge Herrington - sitting in retirement - has delivered a final blow to the FCA with a partial costs order in Seiler v...
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The European Banking Authority has published a speech by its chair, José Manuel Campa, on operational resilience in EU financial...
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The European Commission has opened a four-week consultation on two draft delegated acts under the EU’s Digital Operational Resilience Act...
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Snapshot:FCA finalises its guidance on cryptoasset marketing to help crypto firms comply with the new regime.FCA expects firms promoting...
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The FCA is waxing lyrical about how central the Consumer Duty is to its work. Its metaphors have tempered over time (remember the...
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In this year's FCA Annual Public Meeting Ashley Alder (Chair) said that supervisory interventions and enforcement are both essential and...
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The FCA's Annual Public Meeting is an important opportunity for FCA execs to do some market messaging. And this year, when it comes to...