Do the right thing: Therese Chambers’ first speech sets the tone for a new era
Therese Chambers has used her first speech as Co-Executive Director of the FCA’s Enforcement Division to send some clear messages...
Financial Regulation Insights
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EU Retail Investment Strategy puts forward significant proposals which mirror concepts from the UK Consumer Duty
The Commission’s legislative proposals on the Retail Investment Strategy (published on 24 May 2023) suggest a significant overhaul of EU...
Further feedback: The FCA turns its attention to Consumer Duty value assessment frameworks
The FCA has published feedback on a sample of firms’ fair value assessment frameworks. FCA Executive Director, Consumers and...
ESMA wants clarity on “undue costs” under UCITS and AIFMD, which may feed into beefed up “value for money” rules under EU Retail Investment Strategy
ESMA has published an Opinion setting out suggestions to the European Commission for possible clarifications of the legislative...
CRD6: Continuing uncertainty over establishment of third country branches
Nearly two years ago the European Commission put forward a draft law which would require non-EU firms to establish a branch in the EU...
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