There are hidden trends in the FCA's Interventions and Enforcement reporting - and they could surprise you
The FCA's latest annual report contains operating service metrics on its Interventions and Enforcement work.
These are more comprehensive...
Financial Regulation Insights
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Linklaters - Financial Regulation Insights Archive
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On 11 August 2022, the FCA updated its webpage on change in control notification forms to include links to forms for use by persons...
FCA consults on changes to redress framework for pension transfer advice
The FCA has opened a consultation (CP22/15) into redress calculations for customers who suffer financial loss following a DB to DC...
FCA Dear CEO letter: Alternatives Supervision Strategy August 2022
The FCA has updated its supervisory strategy and priorities for firms within its ‘Alternatives’ portfolio in a Dear CEO letter published...
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