Nov 23, 2023 A new UK retail disclosure framework is coming By Elliot Jack Raza Naeem Premlata Fagan Following on from its consultation response in July 2023, the UK Government has now published a draft statutory instrument (“SI”) (and...
Nov 23, 2023 Three ways in which the Future of Payments Report could change UK payments By Simon Treacy Saurabh Gupta In the summer the government commissioned an independent review of the UK payments industry. Now that the report has landed we pick out...
Nov 22, 2023 Draft law draws outline of future UK short selling regime By Sebastian Barling James Morris Simon Treacy Draft regulations reveal more detail on how the government plans to reshape the UK’s short selling regime, confirming divergence from the...
Nov 21, 2023 Recommending consistency: IOSCO finalises its policy recommendations for crypto By Simon Treacy Jamie Johnson The International Organization of Securities Commissions has finalised its 18 policy recommendations for the regulation of crypto and...
Nov 20, 2023 In the Julius Baer case, a costs order with a real sting in the tail By Duncan Campbell Upper Tribunal Judge Herrington - sitting in retirement - has delivered a final blow to the FCA with a partial costs order in Seiler v...
Nov 20, 2023 EBA speech draws connection between AI and operational resilience By Raza Naeem Terry Yiangou Simon Treacy Amber Heron +1 more... Show less The European Banking Authority has published a speech by its chair, José Manuel Campa, on operational resilience in EU financial...
Nov 16, 2023 Commission calls for comments on criticality criteria under DORA By Raza Naeem Jimi Piggott-Bader Simon Treacy The European Commission has opened a four-week consultation on two draft delegated acts under the EU’s Digital Operational Resilience Act...
Nov 10, 2023 FCA sets crypto marketing guidance: Did I make myself clear (and fair, and not misleading)? By James Morris Simon Treacy Snapshot:FCA finalises its guidance on cryptoasset marketing to help crypto firms comply with the new regime.FCA expects firms promoting...
Nov 01, 2023 Consumer Duty: metaphor, messages and sabre-rattling By Duncan Campbell The FCA is waxing lyrical about how central the Consumer Duty is to its work. Its metaphors have tempered over time (remember the...