26 Oct, 2022 Definition of cryptoassets to be added to FSMA By James Morris Simon Treacy The government has put forward draft legislation to make sure HM Treasury can bring crypto ads within the UK financial promotions regime....
26 Oct, 2022 The growing importance of operational resilience By Sumit Indwar Simon Treacy Six months since the UK operational resilience rules started to apply, Sumit Indwar hosted a panel on the growing importance of...
26 Oct, 2022 FCA seeks views on the competition impact from Big Tech firms’ entry into retail financial services By Jonathan Ford Simon Treacy Stephen Clipsham With the increasing prevalence of Big Tech firms in UK financial services and their potential to expand further, the FCA has published a...
21 Oct, 2022 PRA sets out observations of firms’ levels of embeddedness of climate-related financial risk By Raza Naeem Premlata Fagan Stephen Clipsham The PRA has published a Dear CEO letter setting out thematic observations on firms’ levels of embeddedness of their approaches to...
21 Oct, 2022 Provisional agreement is reached on proposed amendments to ELTIF Regulation By Raza Naeem Premlata Fagan Stephen Clipsham On 19 October 2022, the Council of the EU announced that it has reached a provisional agreement with the European Parliament on the...
07 Oct, 2022 FCA kicks off its Consumer Duty industry engagement with a hat-trick of clarifications By Duncan Campbell Firms' implementation work on the FCA's Consumer Duty has begun in earnest. The time has now come for the FCA to begin make good on its...