Compared to previous quarters, in 2022 Q3 the FCA apparently got an awful lot more efficient at getting financial promotions amended or...
Since the FCA published its "final" Consumer Duty rules, it's consulted on some important changes. It's also started a webpage offering...
It isn't just you. The FCA and PRA enforcement teams have been unusually busy this December. The busiest they've been at any time of...
We have reached the end of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys. Our...
One of the satisfying bits about this time of year – bookending the last twelve months and looking ahead to the next – is the abundance...
In a two-for-one, the Upper Tribunal used its decision in Moneybrain to weigh in on two important regulatory themes: more stringent...
It’s day 11 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys. Today’s question...
It’s day 10 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys. Today’s question...
It’s day 9 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys. Today’s question...
It’s day 8 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys. Today’s question...
It’s day 7 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys. Today’s question...
It’s day 6 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys. Today’s question...
The FCA has kicked off discussions on the future disclosure framework for retail investments, following HM Treasury's announcement that...
It’s day 5 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys. Today’s question...
It’s day 4 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys. Today’s question...
It’s day 3 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys. Today’s question...