Dec 20, 2021 There are serious questions about how asset managers will implement the consumer duty By Raza Naeem Sara Cody Duncan Campbell The FCA's consumer duty proposals will apply to many asset managers, but they seem to have been prepared with large-scale retail banking...
Dec 20, 2021 FCA's proposed consumer duty: the second CP leaves important questions unanswered By Gavin Lewis Sara Cody Duncan Campbell The FCA's second consultation paper on its proposed consumer duty offers some helpful clarity and narrowing of the proposals. The FCA now...
Dec 15, 2021 Wait, so the FCA's first AML MLRs corporate criminal conviction and record fine is … boring? By Duncan Campbell On first glance the story is full of firsts and of salacious details. Hundreds of millions of pounds laundered over several years...
Dec 13, 2021 Future regulatory framework set for New Payments Architecture By Simon Treacy The Payment Systems Regulator describes it as “one of the biggest changes happening in UK payments”. The project for a New Payments...
Dec 09, 2021 Regulators are prioritising individual accountability for culture and D&I By Duncan Campbell This article spotlights several developments during 2021 which illustrate the increasing importance of culture and individual...
Dec 07, 2021 Warning: Singapore rules give regulators room to move on non-financial misconduct By Duncan Campbell The Monetary Authority of Singapore (MAS) doesn't typically regulate non-financial misconduct specifically. But non-financial misconduct...
Dec 07, 2021 Navigating the regulatory waters - ongoing challenges for crypto businesses By Olivia Murphy Those who inhabit the cryptoasset / cryptocurrency space will be familiar with the issue that there is no international consensus on how...
Dec 07, 2021 What’s on the regulatory horizon for UK payments in 2022? By Simon Treacy Our UK Payments Horizon Report 2022 sets out the important regulatory milestones for the year to come. The report covers the FCA’s...