There are serious questions about how asset managers will implement the consumer duty
The FCA's consumer duty proposals will apply to many asset managers, but they seem to have been prepared with large-scale retail banking...
Financial Regulation Insights
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Linklaters - Financial Regulation Insights Archive
FCA's proposed consumer duty: the second CP leaves important questions unanswered
The FCA's second consultation paper on its proposed consumer duty offers some helpful clarity and narrowing of the proposals.
The FCA now...
Wait, so the FCA's first AML MLRs corporate criminal conviction and record fine is … boring?
On first glance the story is full of firsts and of salacious details. Hundreds of millions of pounds laundered over several years...
Future regulatory framework set for New Payments Architecture
The Payment Systems Regulator describes it as “one of the biggest changes happening in UK payments”. The project for a New Payments...
Regulators are prioritising individual accountability for culture and D&I
This article spotlights several developments during 2021 which illustrate the increasing importance of culture and individual...
Warning: Singapore rules give regulators room to move on non-financial misconduct
The Monetary Authority of Singapore (MAS) doesn't typically regulate non-financial misconduct specifically. But non-financial misconduct...
Navigating the regulatory waters - ongoing challenges for crypto businesses
Those who inhabit the cryptoasset / cryptocurrency space will be familiar with the issue that there is no international consensus on how...
What’s on the regulatory horizon for UK payments in 2022?
Our UK Payments Horizon Report 2022 sets out the important regulatory milestones for the year to come.
The report covers the FCA’s...
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