HM Treasury has published draft legislation in the latest stage of its plans to bring cryptoassets within the financial promotions...
As promised in its Edinburgh Reforms, the UK government has opened a review of the Senior Managers and Certification Regime. The...
ESMA has published its final report on guidelines on product governance, which includes ESMA’s response to feedback on ESMA’s 2022...
With Risk.net reporting that: "regulatory compliance is an increasing source of alarm for operational risk managers. It jumped to second...
In a speech delivered on 21 March 2023 at the ALFI fund industry conference, Verena Ross, Chair of the European Securities and Markets...
Alastair Holt and Simon Treacy have co-authored the UK chapter for the latest edition of GLI’s Banking Regulation 2023. As the cost of...
The European Supervisory Authorities (ESAs) and the ECB have issued a joint statement highlighting that, as investment in financial...
A few months ago we saw the FCA take its financial promotions game to the next level. And we wondered whether the FCA would be able to...
When it comes to SARs, the NCA's UK Financial Intelligence Unit (UKFIU) is doing its level best to push an ever-heavier boulder up an...
The introduction of the Consumer Duty for new and existing products on 31 July 2023 is looming large. But for life insurers (and related...
On 22 February 2023, the Council of the EU published the text of the proposed Regulation amending the Regulation on European Long-Term...