9/3/2026 9:20:47 AM UK/EU Wholesale Markets Reform Timeline - September 2026 update By Karen Cooper Stephen Clipsham View our UK/EU Wholesale Markets Reform Timeline which has been updated to reflect recent developments over the Summer. The timeline...
8/26/2026 1:42:09 PM EBA consults on RTS related to reclassification of investment firms as credit institutions By Karen Cooper Stephen Clipsham The European Banking Authority has launched a consultation on three draft RTS related to the reclassification of investment firms as...
8/11/2026 10:38:00 AM FCA advances package of equity market transparency reforms By Karen Cooper Stephen Clipsham The FCA equity markets package sets the framework for a UK equity CTP, seeks views on income sharing and inclusion of SI pre-trade data...
8/4/2026 2:46:17 PM FCA finalises significant reforms to the UK transaction reporting regime to lock in predicted annual cost savings of more than £100m for the industry By Karen Cooper Stephen Clipsham The FCA has published Policy Statement PS26/15, confirming final rules which will significantly streamline the UK MiFIR transaction...
7/8/2026 10:15:49 AM MiFID II: ESMA sets out expectations on Triangular Passporting By Stephen Clipsham ESMA has published a supervisory briefing setting out expectations for firms and national competent authorities (NCAs) on ‘Triangular...
7/3/2026 3:14:16 PM ESMA’s final report proposes annual net cost savings of up to EUR 1 billion through simplification of financial transaction reporting By Karen Cooper ESMA has published its Final Report on the Call for Evidence for the simplification of financial transaction reporting, which proposes...
6/17/2026 3:10:20 PM EU Retail Investment Strategy – What’s in the final rules? By Karen Cooper The impactful EU Retail Investment Strategy package has been finalised and endorsed by the Council, three years after the Commission had...
5/22/2026 10:05:18 AM MiFID II: Commission adopts Delegated Regulation establishing an EU code of conduct for issuer-sponsored research By Karen Cooper Stephen Clipsham The European Commission has adopted its Delegated Regulation supplementing MiFID II with regards to the Regulatory Technical Standards...