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The Financial Conduct Authority (FCA) has fined Infinox Capital Limited £99,200 for failing to submit 46,053 transaction reports which...
Karen Cooper
Senior Associate, Linklaters
South Croydon, United Kingdom
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Our Financial Regulation Outlook 2025 report explores the key regulatory developments that we expect to see in the Banking, Asset...
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The Association for Financial Markets in Europe (AFME) and Linklaters have published an implementation guide to help EU and UK firms...
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The Financial Markets Standards Board is shining the spotlight on pre-hedging. According to the FMSB, there is uncertainty about how...
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The European Commission has published a draft interpretative notice to provide clarity to market participants on the transitional...
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Nearly 2 years after the European Commission first proposed changes to MiFID II and MiFIR, EU legislators have finally agreed what those...
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ESMA has published a statement today to announce that it will launch a Common Supervisory Action (CSA) with National Competent...
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FCA firms up rules for firms that approve financial promotions.Approvers should prepare applications as soon as possible. The Financial...