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FCA firms up rules for firms that approve financial promotions.Approvers should prepare applications as soon as possible. The Financial...
Karen Cooper
Senior Associate, Linklaters
South Croydon, United Kingdom
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The Commission’s legislative proposals on the Retail Investment Strategy (published on 24 May 2023) suggest a significant overhaul of EU...
ESMA has published an Opinion setting out suggestions to the European Commission for possible clarifications of the legislative...
In his latest Business Plan, published on 5th April 2023, FCA CEO Nikhil Rathi sets out the FCA’s plans to deliver the second year of its...
A review of the UK’s rules for investment research was announced as part of last year’s Edinburgh Reforms. Now the first stakeholder...
ESMA has published its final report on guidelines on product governance, which includes ESMA’s response to feedback on ESMA’s 2022...
The new UK prudential regime for investment firms (IFPR) applied from January 2022. At the time, firms were encouraged to implement on a...
The set of delegated regulations and directives in relation to the integration of sustainability risks and sustainability factors in the...