11/3/2026 12:32:36 PM UK MiFID: FCA consult on income sharing by equity CTP and incident reporting for all CTPs By Karen Cooper Stephen Clipsham The FCA has published a consultation paper (CP26/39) on how equity consolidated tape providers (CTP) could share income with data...
10/27/2026 4:56:53 PM FCA seeks to expand consumer access to investments By Karen Cooper Stephen Clipsham In December 2025, the Financial Conduct Authority (FCA) issued a Discussion Paper (DP25/3) seeking views on how its rules and regulatory...
9/3/2026 9:20:47 AM UK/EU Wholesale Markets Reform Timeline - September 2026 update By Karen Cooper Stephen Clipsham View our UK/EU Wholesale Markets Reform Timeline which has been updated to reflect recent developments over the Summer. The timeline...
8/26/2026 1:42:09 PM EBA consults on RTS related to reclassification of investment firms as credit institutions By Karen Cooper Stephen Clipsham The European Banking Authority has launched a consultation on three draft RTS related to the reclassification of investment firms as...
8/11/2026 10:38:00 AM FCA advances package of equity market transparency reforms By Karen Cooper Stephen Clipsham The FCA equity markets package sets the framework for a UK equity CTP, seeks views on income sharing and inclusion of SI pre-trade data...
8/4/2026 2:46:17 PM FCA finalises significant reforms to the UK transaction reporting regime to lock in predicted annual cost savings of more than £100m for the industry By Karen Cooper Stephen Clipsham The FCA has published Policy Statement PS26/15, confirming final rules which will significantly streamline the UK MiFIR transaction...
7/8/2026 10:15:49 AM MiFID II: ESMA sets out expectations on Triangular Passporting By Stephen Clipsham ESMA has published a supervisory briefing setting out expectations for firms and national competent authorities (NCAs) on ‘Triangular...
7/3/2026 3:14:16 PM ESMA’s final report proposes annual net cost savings of up to EUR 1 billion through simplification of financial transaction reporting By Karen Cooper ESMA has published its Final Report on the Call for Evidence for the simplification of financial transaction reporting, which proposes...