12/17/2025 6:12:02 PM ESMA final report on derivatives transparency, package orders and the EU derivatives CTP final piece in the EU MiFIR Review puzzle By Karen Cooper Stephen Clipsham ESMA has published its Final Report on transparency for derivatives, package orders and input/output data for the EU OTC derivatives...
12/17/2025 11:53:21 AM European Commission consults on MiFID II research provisions amendments By Stephen Clipsham Raza Naeem On 4 December 2025, the European Commission published for consultation a Delegated Directive amending the MiFID II Delegated Directive...
12/17/2025 11:08:01 AM Financial Regulation Legal Outlook 2026 By Stephen Clipsham Our Financial Regulation Outlook 2026 explores the key regulatory developments that we expect to see in the Banking, Asset Management and...
12/11/2025 3:40:34 PM FCA proposes significant changes to client cat rules and rationalises conflicts of interest rules By Sara Cody Karen Cooper Raza Naeem Clare Whittle +1 more... Show less The FCA has published a consultation (FCA CP25/36) outlining proposed changes to the UK client categorisation regime. A link to our full...
11/11/2025 2:48:26 PM IOSCO finalises guidance on pre-hedging By Karen Cooper Stephen Clipsham The International Organisation of Securities Commissions (IOSCO) has issued its final report on pre-hedging setting out its understanding...
8/28/2025 3:57:01 PM FCA finds shortcomings in algorithmic trading controls By Simon Treacy Stephen Clipsham The Financial Conduct Authority has found significant variation in how firms comply with their algorithmic trading control obligations....
4/16/2025 5:14:24 PM EU calls for ideas on improving supervision of financial markets By Raza Naeem Karen Cooper Simon Treacy The European Commission wants to hear about obstacles to financial market integration. As part of the EU’s new Savings & Investment Union...
4/3/2025 9:43:20 AM Updated edition - AFME & Linklaters implementation guide on MiFIR / MiFID II reforms in the EU and UK By Karen Cooper Stephen Clipsham The Association for Financial Markets in Europe (AFME) and Linklaters have updated our joint implementation guide to help EU and UK firms...