Nov 20, 2023 In the Julius Baer case, a costs order with a real sting in the tail By Duncan Campbell Upper Tribunal Judge Herrington - sitting in retirement - has delivered a final blow to the FCA with a partial costs order in Seiler v...
Nov 01, 2023 Consumer Duty: metaphor, messages and sabre-rattling By Duncan Campbell The FCA is waxing lyrical about how central the Consumer Duty is to its work. Its metaphors have tempered over time (remember the...
Oct 30, 2023 Look at all these interventions! By Duncan Campbell In this year's FCA Annual Public Meeting Ashley Alder (Chair) said that supervisory interventions and enforcement are both essential and...
Oct 30, 2023 The Consumer Duty: data, data, data By Duncan Campbell The FCA's Annual Public Meeting is an important opportunity for FCA execs to do some market messaging. And this year, when it comes to...
Oct 20, 2023 The Consumer Duty and the Champion: a primer for boards and board members By Duncan Campbell In this post - aimed at boards and board members - we explain how the Consumer Duty can apply to companies whether or not financial...
Oct 19, 2023 The Equifax cyber fine: something for everyone By Duncan Campbell Equifax UK just got an £11m FCA fine over the 2017 cyberattack against its US parent involving disclosure of data on numerous individuals...
Jul 27, 2023 FCA staff: something's up… By Duncan Campbell The FCA is having an unprecedented growth spurt, according to the latest figures in its 2022-2023 Annual Report. Supervision, Policy and...
Jul 27, 2023 Task forces, innovations and the Path to Harm: it's all change at the FCA By Duncan Campbell The FCA is going through a series of internal changes (as set out in its 2022-23 Annual Report) and these may influence the pattern of...