3/15/2024 9:08:33 AM Reverse ferret on financial promotion exemptions By Clare Whittle James Morris Simon Treacy The government is undoing recent changes to a couple of important exemptions to the UK financial promotions regime. Firms which rely on...
9/13/2023 2:58:57 PM Remember, remember the 6th of November… Apply for financial promotions gateway By Clare Whittle James Morris Simon Treacy Karen Cooper +1 more... Show less FCA firms up rules for firms that approve financial promotions.Approvers should prepare applications as soon as possible. The Financial...
7/24/2023 2:13:21 PM How will you celebrate the Consumer Credit Act’s Golden Jubilee? By Clare Whittle Imran Bhaluani Reforming the Consumer Credit Act 1974 – Consultation Response It’s been a busy month for financial services reform, with the “Mansion...
1/24/2022 11:33:06 AM New notification requirements for FCA regulated investment firms in groups By Karen Cooper Clara Hackney Omar Salem Clare Whittle +1 more... Show less The introduction of the new UK prudential regime for investment firms (IFPR) brings with it new notification requirements for...