15 Mar, 2024 Reverse ferret on financial promotion exemptions By Clare Whittle James Morris Simon Treacy The government is undoing recent changes to a couple of important exemptions to the UK financial promotions regime. Firms which rely on...
13 Sep, 2023 Remember, remember the 6th of November… Apply for financial promotions gateway By Clare Whittle James Morris Simon Treacy Karen Cooper +1 more... Show less FCA firms up rules for firms that approve financial promotions.Approvers should prepare applications as soon as possible. The Financial...
24 Jul, 2023 How will you celebrate the Consumer Credit Act’s Golden Jubilee? By Clare Whittle Imran Bhaluani Reforming the Consumer Credit Act 1974 – Consultation Response It’s been a busy month for financial services reform, with the “Mansion...
24 Jan, 2022 New notification requirements for FCA regulated investment firms in groups By Karen Cooper Clara Hackney Omar Salem Clare Whittle +1 more... Show less The introduction of the new UK prudential regime for investment firms (IFPR) brings with it new notification requirements for...