15 Mar, 2024 Reverse ferret on financial promotion exemptions By Clare Whittle James Morris Simon Treacy The government is undoing recent changes to a couple of important exemptions to the UK financial promotions regime. Firms which rely on...
11 Mar, 2024 UK opens door to some cryptoasset exchange-traded products By James Morris Simon Treacy The Financial Conduct Authority has indicated that it would consider requests to create cryptoasset exchange-traded notes. The move...
05 Dec, 2023 EU: SFDR RTS – ESAs final report published confirming new raft of amendments to SFDR sustainability disclosures By Raza Naeem Elliot Jack Silke Bernard Dr Frederik Winter Peter Bevan Sebastian Barling Andreas Van Impe Julia Vergauwen Anisha Desor James Morris Terry Yiangou Benjamin Maconick Premlata Fagan Jimi Piggott-Bader +11 more... Show less The European Supervisory Authorities (ESAs) have published their final report with proposed amendments to the SFDR RTS. The revised draft...
29 Nov, 2023 FCA SDR investment labels and anti-greenwashing policy statement published By Premlata Fagan Raza Naeem Sebastian Barling Peter Bevan Rahul Manvatkar Rachel Barrett Julia Vergauwen Benjamin Maconick Terry Yiangou James Morris Elliot Jack Elizabeth Webb +9 more... Show less On 28 November 2023, the FCA published a policy statement (“PS”) with its final rules and guidance on its Sustainability Disclosure...
22 Nov, 2023 Draft law draws outline of future UK short selling regime By Sebastian Barling James Morris Simon Treacy Draft regulations reveal more detail on how the government plans to reshape the UK’s short selling regime, confirming divergence from the...
17 Nov, 2023 UK: FCA finds that AFMs still have further to go to fully embed ‘Guiding Principles’ for ESG and sustainable investment funds By Raza Naeem Premlata Fagan Benjamin Maconick Terry Yiangou James Morris +2 more... Show less A review by the FCA has found that while most Authorised Fund Managers (AFMs) have made efforts to comply with the FCA’s expectations on...
13 Nov, 2023 FCA sets crypto marketing guidance: Did I make myself clear (and fair, and not misleading)? By Simon Treacy James Morris Snapshot:FCA finalises its guidance on cryptoasset marketing to help crypto firms comply with the new regime.FCA expects firms promoting...
10 Nov, 2023 FCA sets crypto marketing guidance: Did I make myself clear (and fair, and not misleading)? By James Morris Simon Treacy Snapshot:FCA finalises its guidance on cryptoasset marketing to help crypto firms comply with the new regime.FCA expects firms promoting...