My practice focuses on regulatory investigations and related advisory work for financial institutions. I have conducted numerous internal investigations and acted for clients in FCA and PRA investigations and enforcement proceedings covering a wide range of issues including systems and controls, benchmark manipulation, AML/financial crime, complaints handling, and market abuse.
My advisory work includes assisting clients in managing s.166 skilled persons reviews, managing communications with both UK and international regulators, and advising on compliance risk management issues, AML/financial crime and the UK Senior Managers and Certification Regime.