SMCR reform: loosening red tape or individual responsibility?
UK chancellor Jeremy Hunt has announced a review of the Senior Managers and Certification (SMCR) regime as part of a wider package of...
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Elizabeth Dowd
Counsel at Linklaters
London, United Kingdom
- +44 2074 563409
- elizabeth.dowd@linklaters.com
- https://www.linklaters.com
About Me
My practice focuses on regulatory investigations and related advisory work for financial institutions. I have conducted numerous internal investigations and acted for clients in FCA and PRA investigations and enforcement proceedings covering a wide range of issues including systems and controls, benchmark manipulation, AML/financial crime, complaints handling, and market abuse.
My advisory work includes assisting clients in managing s.166 skilled persons reviews, managing communications with both UK and international regulators, and advising on compliance risk management issues, AML/financial crime and the UK Senior Managers and Certification Regime.
Elizabeth Dowd's Passles
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Sharp suits and investment advice for men, piggy banks for women.
Of the many strands of diversity, gender and gender equality has been "top of the charts" within the corporate world for many years now....
Is a "Consumer Principle" needed?
Hear my colleagues Lara Adamson and Tom Rudrum discuss consume redress and the potential for a new "Consumer Principle" in our latest
UK regulators are serious about D&I (and you should be too)
The FCA, PRA and BoE have published a discussion paper on their plan to improve diversity and inclusion in regulated firms. Although the...
FCA review finds weaknesses in AFM governance and operations
The FCA has published the findings of its review of "host" Authorised Fund Managers (AFMs) today, highlighting weaknesses in governance...
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