Why do regulatory change projects fail?
The FCA's £17.9m fine on Citigroup for failings in its implementation of the Market Abuse Regulation is remarkable for two main...
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I am a contentious regulatory expert specialising in providing clients with clear strategic advice on complex internal and regulatory investigations and on how to minimise regulatory risks.
Clare McMullen's Passles
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Operational resilience - two months to go
In two months new regulations on operational resilience will start to apply for many UK financial services firms. The FCA has used a...
Insurance: UK law and regulation
Would you like a user-friendly and concise overview of UK insurance law and regulation? If so, please see this paper. It was great to...
Retail banks’ AML frameworks: mind the gap (analysis)
The FCA has now published its Dear CEO letter sent last month to Retail Bank CEOs which sets out common weaknesses it has observed in...
In the fight against financial fraud, the FCA is turning up the heat on firms
Protecting consumers from harm at the hands of financial fraudsters has long been a real headache for the FCA: there is understandable...
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