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In the next couple of months we'll see the FCA enforcement heads articulate their vision and direction for interventions and enforcement...
Nikunj Kiri
Partner, Linklaters
London, United Kingdom
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In consultation papers published on 25 September 2023, the UK’s financial regulators have set out proposals to boost diversity and...
You wouldn't know it from reading the FCA's statement, but the FCA has experienced a major loss in the Upper Tribunal (UT). The UT has...
The BoE/PRA has published an important Consultation Paper (“CP”) on its approach to enforcement and its enforcement / supervisory...
The European Commission has published a package of proposals in connection with its commitment to simplify EU listing rules. The package...
2021 was a year of contrasts when it came to the FCA's and PRA's enforcement work. On the one hand, the regulators rationalised their...
The FCA has published its second consultation paper (the "CP") on its proposed Consumer Duty (the “Duty”). This deals with responses to...
It has long been recognised that some types of non-financial misconduct (for example criminal convictions relating to offences involving...