1/29/2025 3:19:28 PM FCA issues first fine for breach of MiFIR transaction reporting requirements By Karen Cooper Stephen Clipsham The Financial Conduct Authority (FCA) has fined Infinox Capital Limited £99,200 for failing to submit 46,053 transaction reports which...
12/2/2024 12:36:46 PM Linklaters / AFME Greenwashing conference: reflections from an illuminating day By Raza Naeem Peter Bevan Rachel Barrett Vanessa Havard-Williams Julia Grothaus Nikunj Kiri David Thomas Daniella Strik Victoria Hickman Elizabeth Dowd +7 more... Show less With around 200 clients in attendance, Linklaters and AFME led a fascinating in-person client conference on greenwashing on 27 November. ...
11/19/2024 9:49:53 AM Greenwashing Outlook Conference: Legal & Regulatory Compliance and Risk Management Approaches By Peter Bevan Raza Naeem Rachel Barrett Julia Grothaus Daniella Strik Nikunj Kiri Victoria Hickman +4 more... Show less As Peter Bevan says, we look forward to seeing so many of you at our forthcoming Greenwashing conference, that we're co-hosting with...
11/5/2024 10:37:42 AM Greenwashing Conference: Legal & Regulatory Compliance and Risk Management Approaches By Victoria Hickman Raza Naeem Peter Bevan Harry Eddis Elizabeth Dowd Nikunj Kiri Martyn Hopper Clare McMullen James Morris Alastair Holt +7 more... Show less A reminder about the “Greenwashing Outlook” conference that Linklaters and AFME are hosting imminently. We look forward to seeing many of...
10/10/2024 3:57:42 PM Significant Court of Appeal judgment on FCA's redress powers By Nikunj Kiri Sara Cody Duncan Campbell The Court of Appeal has published its much anticipated judgment in the BlueCrest v FCA case. For the details, read our briefing note. By...
2/9/2024 10:16:54 AM Financial services interventions and enforcement trends for 2024 By Nikunj Kiri Sara Cody Duncan Campbell In the next couple of months we'll see the FCA enforcement heads articulate their vision and direction for interventions and enforcement...
9/28/2023 10:10:24 AM Financial services regulators in the UK publish consultation papers to boost diversity and inclusion across the financial services sector By Nikunj Kiri Martyn Hopper Alison Wilson Alexandra Beidas +1 more... Show less In consultation papers published on 25 September 2023, the UK’s financial regulators have set out proposals to boost diversity and...
6/15/2023 9:44:19 AM FCA suffers defeat in Julius Baer case - with important individual accountability implications By Nikunj Kiri Duncan Campbell You wouldn't know it from reading the FCA's statement, but the FCA has experienced a major loss in the Upper Tribunal (UT). The UT has...