12/18/2024 11:24:17 AM EU says good-quality DORA registers are within reach By Raza Naeem James Morris Frances Hodgkins Simon Treacy +1 more... Show less Earlier this year around 1,000 firms took part in a “dry-run” to test the process for reporting registers under the EU’s Digital...
12/16/2024 8:36:21 PM FCA takes first step on its crypto roadmap By Harry Eddis Richard Hay James Morris Olivia Murphy Sam Quicke +2 more... Show less The FCA recently issued its crypto roadmap to map the future development of a comprehensive regulatory regime for cryptoassets. Now the...
12/13/2024 10:17:56 AM FCA feeds back to firms on complaints and root cause analysis By Jankee Gohil The FCA has published the key findings of a review of firms’ approaches to complaints and root cause analysis, setting out examples of...
12/13/2024 9:57:02 AM Five FCA findings on ‘what good looks like’ for Consumer Duty Board reports By Oli Palmer The FCA has published the findings of its review into firms’ approaches to the preparation of the first annual Consumer Duty Board...
12/12/2024 6:49:14 PM Advice Guidance Boundary Review: FCA consults on a proposed new regime of targeted support for pensions By Premlata Fagan As promised in its feedback statement to its Advice Guidance Boundary proposals (set out in DP 23/5), the FCA has published its first...
12/12/2024 3:30:27 PM Financial Regulation Legal Outlook 2025 By Stephen Clipsham Our Financial Regulation Outlook 2025 report explores the key regulatory developments that we expect to see in the Banking, Asset...
12/12/2024 10:28:17 AM UK opens review of its administration regime for payment firms By Harry Eddis Richard Hay Frances Hodgkins Olivia Murphy Arjun Lakhani Sam Quicke +3 more... Show less HM Treasury has launched an independent review of PESAR, the Payment and Electronic Money Special Administration Regime. PESAR was...
12/10/2024 11:04:58 AM FCA outlines Consumer Duty focus areas for 2024/25 By Sara Cody In response to industry feedback that it would be useful to have all Consumer Duty areas of focus listed together, the FCA has published...
12/5/2024 11:45:57 AM Design of EU open finance rules set to move to next stage By Raza Naeem Simon Treacy The EU plans to require financial services firms to open up the data they hold for customers. Last year the European Commission proposed...
12/2/2024 8:53:38 PM EU finalises DORA register rules By Raza Naeem Simon Treacy The European Commission has adopted implementing technical standards on the register of information under the EU’s Digital Operational...
12/2/2024 11:58:00 AM IOSCO launches consultation report on pre-hedging By Stephen Clipsham The International Organisation of Securities Commissions (IOSCO) has launched its much anticipated consultation report on pre-hedging....