Jun 30, 2023 FCA policy statement on broadening retail access to long-term asset fund By Premlata Fagan On 29 June 2023, the FCA published a policy statement on broadening retail access to the long-term asset fund (LTAF) (PS23/7). In this...
Jun 29, 2023 Financial Services and Markets Bill becomes FSMA 2023… Now what? By Peter Bevan Simon Treacy The Financial Services and Markets Bill has received Royal Assent, completing a near year-long journey through Parliament. Now attention...
Jun 29, 2023 PSD3: Completing the payments regulation trilogy By Frances Hodgkins Arjun Lakhani Olivia Murphy Simon Treacy +1 more... Show less After the mixed success of PSD2, the European Commission hopes that the third instalment in the payments legislation series will be a...
Jun 20, 2023 BoE launches "first of its kind" system-wide exploratory scenario (SWES) exercise - with a focus on market-based finance By Premlata Fagan On 19th June 2023, the BoE launched its first system-wide exploratory scenario (SWES) exercise. The aim of the SWES is to improve the...
Jun 20, 2023 ESAs open the door on DORA level 2 measures By Jimi Piggott-Bader The European Supervisory Authorities (ESAs) - the EBA, ESMA and EIOPA - have launched a consultation on the first tranche of policy...
Jun 16, 2023 Upper Tribunal endorses view that could see third party references delay Final Notices By Duncan Campbell The Upper Tribunal (UT) referrals of FCA Banque Havilland actions are already bearing fruit in the form of consequential judicial...
Jun 15, 2023 FCA suffers defeat in Julius Baer case - with important individual accountability implications By Nikunj Kiri Duncan Campbell You wouldn't know it from reading the FCA's statement, but the FCA has experienced a major loss in the Upper Tribunal (UT). The UT has...
Jun 08, 2023 Timetable set for strict crypto promotion rules By James Morris Simon Treacy It has been three years since HM Treasury suggested bringing cryptoassets within the scope of its financial promotion regime. Now the...
Jun 07, 2023 Quickfire discussion on criteria for critical tech providers under DORA By Jimi Piggott-Bader Simon Treacy New EU rules on operational resilience will bring providers of critical ICT services under the supervision of financial authorities....
Jun 03, 2023 Do the right thing: Therese Chambers’ first speech sets the tone for a new era By Sara Cody Therese Chambers has used her first speech as Co-Executive Director of the FCA’s Enforcement Division to send some clear messages about...