On 24 September 2021, ESMA published its final guidelines on settlement fails reporting under Article 7 of the Central Securities...
On 24 September 2021, ESMA published its final guidelines on methodology, oversight function and record keeping under the EU Benchmarks...
The Financial Ombudsman Service has seen a significant rise in fraud and scam complaints and warns customers to be extra vigilant....
Following hot on the heels of its recent discussion paper on diversity and inclusion, the FCA's Executive Director of Consumers and...
Coinciding with London Tech Week and the UK's launch of a national AI strategy, we are pleased to launch today an update to our 2019...
The PRA expects all banks and building societies to submit complete, timely and accurate regulatory returns. It reminded firms of this in...
To help fintechs and challengers prepare for the FCA's proposed consumer duty, we've teased out some characteristics that many such...
There's a lot of detail in the FCA's new plan to tackle investment harm and the accompanying consumer investments data review. Much of...
It has long been recognised that some types of non-financial misconduct (for example criminal convictions relating to offences involving...