This month, UK finance published its UK Markets Summary 2021 and it is and interesting read.  Cash payments continue to decline, assisted...

The FCA has banned Binance Markets Limited from undertaking any regulated activities in the UK, and in so doing, took the opportunity to...

The FCA has published the findings of its review of "host" Authorised Fund Managers (AFMs) today, highlighting weaknesses in governance...

The FCA has now published its Dear CEO letter sent last month to Retail Bank CEOs which sets out common weaknesses it has observed in...

In their latest set of board minutes (dated 29 April 2021), the FCA have confirmed that 'willingness to take legal risk, especially in...

The report of the The Expert Group on Regulatory Obstacles to Financial Innovation set up by the European Commission recommended: "The...

Different jurisdictions control non-financial misconduct in financial services in different ways, as our multi-jurisdictional survey of...

There’s something very satisfying about finding you have the right tool for the job. For a regulator, the tools of their trade are the...

Football Index’s high-profile collapse could prove to be another lesson in how novel online products can fall through regulatory gaps....

In a speech delivered at City Week 2020 published yesterday, FCA CEO Nikhil Rathki set out three ways in which the FCA will build a...

In a very interesting speech, Anna Sweeney (Executive Director, Insurance, PRA), highlights the thoughts behind the 'Grand Design'...

The PRA published its 2020-21 annual report last week along with its latest enforcement and Skilled Persons statistics.  And it's fair to...

It is a sad fact that there is always someone out their looking for opportunities to scam those who (we hope) less savvy than us. With...

Following previous quantitative and qualitative studies since 2018, the FCA has now published its latest research on cryptoasset...

A recent FOI response revealed that 2020 saw a 9 per cent drop in whistleblower reports to the FCA.   Various industry publications...

In a very interesting speech by Christina Segal-Knowles (the Bank of England's Executive Director for Financial Markets Infrastructure),...