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The PRA's and FCA's Citi fines about algorithmic trading controls - provoked by a 2022 fat finger incident - tell a cautionary tale about...
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The Banque Havilland saga continues. After important decisions on privilege and third party references, we now have an Upper Tribunal...
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Is your firm an investment management, personal investment or pension firm? Then pay attention. In this brave new world of early and...
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When announcing the FCA's controversial proposals about publicising investigations, Enforcement co-head Therese Chambers said also that...
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It's already well-telegraphed that the FCA is focused on retail customer harm from high risk retail investments (and their promotion) and...
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Since 2007 - when the EU UCITS Eligible Assets Directive (2007/16/EC) was introduced in order to give clarity on whether a given asset...
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Following publication of the final text of the Directive amending AIFMD in the EU Official Journal, you can find our updated note taking...
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European funds can seek longer-term access to the UK market from later this year, according to a new OFR roadmap released by HM Treasury...