6/16/2025 2:17:05 PM House of Lords Committee finds the FCA and PRA have a ‘deeply entrenched culture of risk aversion’ By Sara Cody Stephen Clipsham The House of Lords Regulation Committee was established in early 2024. Following the passing of FSMA 2023, which established a new...
6/13/2025 4:11:51 PM EU seeks input on high-risk AI rules By Raza Naeem Simon Treacy The European Commission’s AI Office has opened a survey on high-risk AI systems. Feedback will inform guidelines on the practical...
6/13/2025 3:04:56 PM EU securities authority turns spotlight on third party risks By Raza Naeem Simon Treacy The European Securities and Markets Authority has given regulators a guide for supervising third party risks to the financial sector. EU...
6/13/2025 3:04:06 PM UK Finance response to review of payments insolvency regime By Richard Hay Rory Conway Simon Treacy Francesca Mitchell +1 more... Show less Linklaters was pleased to work alongside Osborne Clarke LLP on UK Finance’s submission to the independent review of PESAR, the Payment...
6/9/2025 1:44:05 PM FCA proposes simplified AoV reporting requirements By Premlata Fagan As part of its latest quarterly consultation, the FCA has published proposals seeking to “reduce and simplify” the Assessment of Value...
6/6/2025 3:52:59 PM UK to allow wider sale of crypto exchange-traded products By James Morris Simon Treacy The Financial Conduct Authority has suggested opening up access some exchange-traded cryptoasset products for retail customers. Citing...
6/6/2025 3:42:03 PM FOS begins reform process by targeting interest By Sara Cody The FOS has issued a consultation on proposals to reduce the rate of interest it pays on awards to consumers it concludes have been...
6/4/2025 12:28:53 PM EU securities authority launches AI survey By Raza Naeem Simon Treacy The European Securities and Markets Authority has launched a survey on the take-up of AI in the securities sector. ESMA will use the...
6/4/2025 11:17:44 AM All the changes in the FCA's new Enforcement Guide By Elizabeth Dowd Sara Cody Duncan Campbell The FCA has a shiny new Enforcement Guide (ENFG) replacing its old EG. It's in force immediately. Here's a link to another post where we...
6/4/2025 11:09:03 AM The FCA’s new Enforcement Guide has landed – including its new investigations publicity policy By Elizabeth Dowd Sara Cody Duncan Campbell The FCA has a shiny new Enforcement Guide (ENFG) replacing its old EG (last updated in January 2021) with immediate effect. All of the...
6/4/2025 9:53:58 AM New “streamlined” UK Stewardship Code issued By Premlata Fagan Raza Naeem The Financial Reporting Council has now finalised its updates to the UK Stewardship Code and published the final version. The Stewardship...
6/3/2025 3:31:08 PM FCA proposes rules for stablecoin issuance and cryptoasset custody By Olivia Murphy The FCA has taken a significant step on its cryptoassets roadmap by opening a consultation on rules for stablecoin issuers and...
6/2/2025 10:59:51 AM Consumer Duty Board Reporting: Guidance Document and Linklaters Advice Services By Sara Cody Oli Palmer Jankee Gohil The FCA requires firms to prepare a report for their Board on Consumer Duty compliance at least annually. Firms are in the process of...
6/2/2025 9:54:56 AM FCA proposes MiFID-style capital requirements for crypto firms By James Morris The Financial Conduct Authority is consulting on capital requirements for cryptoasset firms. Crypto firms that have not previously had to...
5/23/2025 2:48:39 PM FCA seeks feedback on proposed mortgage reforms By Clare Whittle Emily Rainbird The FCA is inviting stakeholder feedback on proposed reforms to simplify its mortgage framework and support sustainable home ownership...
5/23/2025 12:57:49 PM What’s in STOR? ACER reports on its market surveillance findings By Oli Palmer Declan Mcloughlin The Agency for the Cooperation of Energy Regulators has published, for the first time, two reports on energy market surveillance as...