10/31/2024 10:53:02 AM Court of Appeal decision on commission disclosure opens door to more consumer claims By Duncan Campbell In allowing three appeals (Johnson v FirstRand Bank, Wrench v FirstRand Bank and Hopcraft v Close Brothers Limited) the Court of Appeal...
10/24/2024 10:05:48 AM Joint AFME and Linklaters implementation guide on MiFIR / MiFID II Reforms in the EU and the UK By Raza Naeem Karen Cooper Peter Bevan Harry Eddis Stephen Clipsham +2 more... Show less The Association for Financial Markets in Europe (AFME) and Linklaters have published an implementation guide to help EU and UK firms...
10/23/2024 3:38:56 PM AI-washing – the latest developments and how to mitigate the risk By Duncan Campbell As AI rapidly develops, it brings with it the risk that firms might be accused of ‘AI-washing’: ‘overselling’ their AI’s capabilities,...
10/12/2024 5:40:18 AM ECJ ruling simplifies intra-group reorganisations of regulated banks By Marius Raetz Julian Emmerich When directly or indirectly acquiring 10% or more of the voting rights or capital of a credit institution, potential acquirers must...
10/10/2024 3:57:42 PM Significant Court of Appeal judgment on FCA's redress powers By Nikunj Kiri Sara Cody Duncan Campbell The Court of Appeal has published its much anticipated judgment in the BlueCrest v FCA case. For the details, read our briefing note. By...
10/8/2024 5:37:44 PM FCA announces advice market consolidation review and other key priorities in dear CEO letter By Premlata Fagan It has been a while since the FCA last looked in detail at consolidation, but a Dear CEO letter sent to financial advisers and investment...
10/7/2024 10:53:30 AM Overseas Funds Regime - User Guide By Premlata Fagan In July 2024, the FCA published Policy Statement PS24/7, which included its final rules on the Overseas Funds Regime (OFR) ahead of the...