Power shifts within the FCA - quick-fire executive decision-making is coming into style
The FCA is consulting on significant proposed changes to its decision-making procedure to facilitate rapid regulatory action. The changes
Financial Regulation Insights
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Counsel PSL, Contentious Regulation -
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Professional Support Advisor, Financial Regulation
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Managing PSL
Linklaters - Financial Regulation Insights Archive
After the watershed – HM Treasury consults on extending SMCR to FMIs
It is little over six months since the phased roll-out of Senior Managers and Certification Regime (SMCR) reached a climax-of-sorts, with...
Is a "Consumer Principle" needed?
Hear my colleagues Lara Adamson and Tom Rudrum discuss consume redress and the potential for a new "Consumer Principle" in our latest
What will the FCA's proposed consumer duty mean for consumer redress?
The FCA is consulting on the new consumer duty with the aim of setting higher expectations for the standard of care that firms provide to...
A Division that's sluggish or ready to spring? The latest stats from FCA Enforcement
The FCA Enforcement data released with the FCA's 2020-21 Annual Report paint a striking picture of the FCA's responses during an...
When is a change in control application complete?
Under the Financial Services and Markets Act 2000 (FSMA) a person who decides to acquire or increase control over a PRA or FCA authorised...
EU delays application date of SFDR RTS
The head of the European Commission's financial services unit, John Berrigan, has said in a letter to the European Parliament that the...
EU Taxonomy - Platform on Sustainable Finance consults on draft brown and social taxonomies
On 12 July 2021, the Platform on Sustainable Finance (PSF) published the following draft reports on the brown and social taxonomies for...
European Commission publishes Renewed Sustainable Finance Strategy
The European Commission has published its updated Strategy for Financing the Transition to a Sustainable Economy (“Renewed SF Strategy”)...
UK regulators are serious about D&I (and you should be too)
The FCA, PRA and BoE have published a discussion paper on their plan to improve diversity and inclusion in regulated firms. Although the...
Settlement Discipline Regime: headlines from the European Commission Report on CSDR
Introduction and headlines
On 29 June 2021, the European Commission published its report to the European Parliament and the Council on...
A regulated future for ESG ratings?
Last week the FCA published CPs on extending mandatory TCFD reporting to standard listed companies and buyside firms.
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