The FCA is consulting on significant proposed changes to its decision-making procedure to facilitate rapid regulatory action. The...
It is little over six months since the phased roll-out of Senior Managers and Certification Regime (SMCR) reached a climax-of-sorts, with...
Hear my colleagues Lara Adamson and Tom Rudrum discuss consume redress and the potential for a new "Consumer Principle" in our latest...
The FCA is consulting on the new consumer duty with the aim of setting higher expectations for the standard of care that firms provide to...
The FCA Enforcement data released with the FCA's 2020-21 Annual Report paint a striking
picture of the FCA's responses during an...
Under the Financial Services and Markets Act 2000 (FSMA) a person who decides to acquire or increase control over a PRA or FCA authorised...
On 12 July 2021, the Platform on Sustainable Finance (PSF) published the following draft reports on the brown and social taxonomies for...
The head of the European Commission's financial services unit, John Berrigan, has said in a letter to the European Parliament that the...
The European Commission has published its updated Strategy for Financing the Transition to a Sustainable Economy (“Renewed SF Strategy”)...
The FCA, PRA and BoE have published a discussion paper on their plan to improve diversity and inclusion in regulated firms. Although the...
Introduction and headlines On 29 June 2021, the European Commission published its report to the European Parliament and the Council on...
Last week the FCA published CPs on extending mandatory TCFD reporting to standard listed companies and buyside firms. Somewhat hidden in...