Disclosure of climate-related financial information to come into force from 6 April 2022
The UK government has published a statement announcing that UK-registered companies and financial institutions will need to start...
Financial Regulation Insights
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Linklaters - Financial Regulation Insights Archive
Payments regulation to reach further in future
The Treasury has set out its vision for the future of payments in the UK. The conclusion of its Payments Landscape Review identifies four...
UK regulators call on financial industry to meet the climate change challenge
With COP26 around the corner, the UK financial regulators have set out the actions that they, and the financial sector, are taking in...
Fancy a cross-jurisdictional tour of key insurance principles? Join 'Insurance Odyssey 2021' tomorrow
We are delighted to be hosting a global insurance-focused virtual panel discussion tomorrow, 28 October 2021 with Webber Wentzel, our...
Illiquid nourishment: FCA finalises rules for introduction of long-term asset funds
The FCA has finalised its framework for a new type of regulated open-ended investment fund: long-term asset funds. LTAFs are designed to...
FCA recommends extension of SMCR to credit rating agencies
The FCA’s annual perimeter report recommends extending the SMCR to credit rating agencies, as well as recognised investment exchanges,...
Buy in haste - repent at leisure? Less likely if the Treasury's new proposals are accepted.
It was only a matter of time - with the proliferation of easy access to credit through buy-now pay-later products ("BNPL") that are now...
FCA suggests applying Senior Managers Regime to e-money and payments firms
The Financial Conduct Authority thinks that its individual accountability regime should be extended to the payments and e-money sector.
D&I in financial services - what are you thinking?
Financial services regulators are increasingly considering how D&I can be incorporated within their monitoring, supervisory and...
Can 'complexification' of financial products survive the FCA's consumer duty?
This FT article makes an interesting point about the role of what it terms 'conplexification' in bank business models, and its potential...
Suitability and integrity within a three-tier system: how the Netherlands regulates non-financial misconduct
We've published a podcast episode on the Netherlands' approach to non-financial misconduct and whistleblowing in financial services...
FMSB Spotlight Review examines hybrid working risks in FICC markets
The FICC Markets Standards Board (FMSB) has published a Spotlight Review examining hybrid working risks in FICC markets following the...
PSR updates guidance on the UK Interchange Fee Regulation
The Payment Systems Regulator has published a policy statement (PS21/1) with revised guidance on its approach to monitoring and enforcing...
Bank of England sets out supervisory expectations for FMIs in relation to material outsourcing to the public cloud
The Bank of England has published three 'Dear CEO' letters (dated 17 September 2021) setting out its supervisory expectations in relation...
Amendments to ESMA/EBA guidelines are slowly tightening the screws on non-financial misconduct
ESMA and the EBA have had guidelines on assessing the suitability of members of the management body and key function holders pursuant to...
ESMA report proposes changes to scope of MiFID II algorithmic trading and DEA licensing requirements
On 29 September 2021, ESMA published its long-awaited MiFID II review report on algorithmic trading.
The report concludes that no...
ESMA’s Executive Director discusses its priorities for derivatives
Natasha Cazenave, ESMA's Executive Director delivered a speech on 27 September 2021 discussing ESMA's priorities around derivatives.
The...
European Commission adopts further RTS on K-factors under the IFR
The European Commission has adopted the following delegated regulations under the Investment Firms Regulation:
FCA sets out expectations for the wealth management and stockbroking sectors
The FCA has sent a 'Dear CEO' letter (dated 16 September 2021) to firms active in the wealth management and stockbroking sector. The...
ESMA launches call for evidence on retail investor protection
ESMA has published a call for evidence on a number of retail investor protection topics under MiFID II. The views of the call for...
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