Disclosure of climate-related financial information to come into force from 6 April 2022
The UK government has published a statement announcing that UK-registered companies and financial institutions will need to start...
The UK government has published a statement announcing that UK-registered companies and financial institutions will need to start...
The Treasury has set out its vision for the future of payments in the UK. The conclusion of its Payments Landscape Review identifies four...
With COP26 around the corner, the UK financial regulators have set out the actions that they, and the financial sector, are taking in...
We are delighted to be hosting a global insurance-focused virtual panel discussion tomorrow, 28 October 2021 with Webber Wentzel, our...
The FCA has finalised its framework for a new type of regulated open-ended investment fund: long-term asset funds. LTAFs are designed to...
The FCA’s annual perimeter report recommends extending the SMCR to credit rating agencies, as well as recognised investment exchanges,...
It was only a matter of time - with the proliferation of easy access to credit through buy-now pay-later products ("BNPL") that are now...
The Financial Conduct Authority thinks that its individual accountability regime should be extended to the payments and e-money sector.
Financial services regulators are increasingly considering how D&I can be incorporated within their monitoring, supervisory and...
This FT article makes an interesting point about the role of what it terms 'conplexification' in bank business models, and its potential...
We've published a podcast episode on the Netherlands' approach to non-financial misconduct and whistleblowing in financial services...
The FICC Markets Standards Board (FMSB) has published a Spotlight Review examining hybrid working risks in FICC markets following the...
The Payment Systems Regulator has published a policy statement (PS21/1) with revised guidance on its approach to monitoring and enforcing...
The Bank of England has published three 'Dear CEO' letters (dated 17 September 2021) setting out its supervisory expectations in relation...
ESMA and the EBA have had guidelines on assessing the suitability of members of the management body and key function holders pursuant to...
On 29 September 2021, ESMA published its long-awaited MiFID II review report on algorithmic trading.
The report concludes that no...
Natasha Cazenave, ESMA's Executive Director delivered a speech on 27 September 2021 discussing ESMA's priorities around derivatives.
The...
The European Commission has adopted the following delegated regulations under the Investment Firms Regulation:
The FCA has sent a 'Dear CEO' letter (dated 16 September 2021) to firms active in the wealth management and stockbroking sector. The...
ESMA has published a call for evidence on a number of retail investor protection topics under MiFID II. The views of the call for...
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