The FCA just went next-level on financial promotions interventions. But how?
Compared to previous quarters, in 2022 Q3 the FCA apparently got an awful lot more efficient at getting financial promotions amended or...
Compared to previous quarters, in 2022 Q3 the FCA apparently got an awful lot more efficient at getting financial promotions amended or...
It isn't just you. The FCA and PRA enforcement teams have been unusually busy this December. The busiest they've been at any...
We have reached the end of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys.
One of the satisfying bits about this time of year – bookending the last twelve months and looking ahead to the next – is the abundance...
In a two-for-one, the Upper Tribunal used its decision in Moneybrain to weigh in on two important regulatory themes: more stringent...
It’s day 11 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys.
Today’s...
It’s day 10 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys.
Today’s...
It’s day 9 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys.
Today’s question
It’s day 8 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys.
Today’s question
It’s day 7 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys.
Today’s question
It’s day 6 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys.
Today’s question
The FCA has kicked off discussions on the future disclosure framework for retail investments, following HM Treasury's announcement
It’s day 5 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys.
Today’s question
It’s day 4 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys.
Today’s question
It’s day 3 of our Twelve Days of Consumer Duty exploring key questions midway through firms’ implementation journeys.
Today’s question
The UK PRIIPs Regulation will be revoked "as a matter of priority" once the new Financial Services and Markets Bill becomes law, to be...
It is coming, but whether it is before Christmas 2027 remains to be seen
HM Treasury has released a consultation into the reform of...
The government's Edinburgh Reforms seek to drive growth and competitiveness in the financial services sector. For payments firms there...
Among the measures in the "Edinburgh reforms" package, the Government has published a Call for Evidence (CfE) on reforms to the UK...
It’s day 2 of our Twelve Days of Consumer Duty exploring key questions about this new regime midway through firms’ implementation...
UK chancellor Jeremy Hunt has announced a review of the Senior Managers and Certification (SMCR) regime as part of a wider package of...
The European Commission has published a package of proposals in connection with its commitment to simplify EU listing rules. The...
Incoming restrictions on financial promotions will curtail how cryptoasset firms advertise in the UK.
FCA consultation
The FCA has proposed...
Welcome to our Twelve Days of Consumer Duty. Leading up to the festive break, we’re exploring twelve key questions about the Duty...
A raft of policy announcements relating to financial services is in the offing.
The Financial Services and Markets Bill is scheduled to...
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