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The Commission’s legislative proposals on the Retail Investment Strategy (published on 24 May 2023) suggest a significant overhaul of EU...
The FCA has published feedback on a sample of firms’ fair value assessment frameworks. FCA Executive Director, Consumers and Competition,...
ESMA has published an Opinion setting out suggestions to the European Commission for possible clarifications of the legislative...
Nearly two years ago the European Commission put forward a draft law which would require non-EU firms to establish a branch in the EU...
Want to ensure that your customer communications meet the FCA Consumer Duty’s customer understanding outcome? You’ll want to hear what...
Following its earlier review of the UK's fund regimes, HM Treasury has launched a consultation on introducing a new unauthorised...
Want to ensure your user experiences and interfaces meet the FCA's Consumer Duty expectations? Then listen to our podcast episode to...
The BoE/PRA has published an important Consultation Paper (“CP”) on its approach to enforcement and its enforcement / supervisory...
In many ways the FCA's Regulatory Initiatives Grid has taken over from the annual FCA and PRA business plans as the "go to" for finding...
Are you looking to ensure your product design meets the FCA's Consumer Duty expectations? Listen to our podcast episode with leading...
A broad programme of work is underway to shape the future of financial services regulation in the UK. This will impact all financial...