7/4/2025 10:18:44 AM Qualifying holdings: More detailed EU rules are on the way for prospective acquirors By Julian Emmerich The European Banking Authority is consulting on new regulatory technical standards detailing information for acquirors of qualifying...
7/3/2025 4:59:04 PM FCA publishes long awaited non-financial misconduct rules and guidance By Joseph Richmond Declan Mcloughlin The FCA’s long awaited “next steps” on non-financial misconduct (“NFM”) have now been published. Building on its previous consultation in...
7/3/2025 2:04:27 PM Upper Tribunal turns trader in its latest landmark spoofing case By Jankee Gohil Duncan Campbell The Upper Tribunal's recent decision in Gonzalez, Sheth and Urra v FCA has implications for market abuse compliance efforts of all market...
7/2/2025 9:53:12 AM Striking a new balance for mortgage lending – FCA’s Mortgage Rule Review By Clare Whittle Emily Rainbird The FCA has launched the next phase of its Mortgage Rule Review, publishing a discussion paper aimed at encouraging open dialogue on the...
7/1/2025 10:47:44 AM Advice/Guidance Boundary Review: Reflections on the FCA's targeted support proposals By Sara Cody Premlata Fagan FCA and Treasury’s joint Advice Guidance Boundary review is seeking to plug the UK's "advice gap" for retail investors. Targeted support...
7/1/2025 10:34:00 AM Advice/Guidance Boundary Review: FCA consults on its "once-in-a-generation" targeted support proposals By Premlata Fagan Sara Cody There is no denying that the advice gap is stark. Just 9% of adults received financial advice about their pensions or investments in the...