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> Germany

Joseph Richmond

Managing Associate, Linklaters LLP

London, United Kingdom

https://www.linklaters.com

joseph.richmond@linklaters.com

+44207456 3813

About me

Managing Associate at Linklaters with the Financial Regulation Group.

02 Feb, 2024

PRA issues second largest fine for historic failings: what can we learn from this week’s action?

By Clare McMullen Joseph Richmond Saurabh Gupta +1 more...

On the day it confirmed a change to its penalty policy that many expect will lead to larger penalties, the PRA issued its second largest...

16 Jan, 2024

New SMCR fine: right-sizing controls to your business risk (and SMF delegations)

By Joseph Richmond Duncan Campbell Saurabh Gupta

Bit by bit, enforcement actions are giving us more clarity on what “reasonable steps” means for senior managers. The latest news: the...

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Joseph Richmond

About me

PRA issues second largest fine for historic failings: what can we learn from this week’s action?

New SMCR fine: right-sizing controls to your business risk (and SMF delegations)