In the last few years, cyber and operational resilience has shot to the top of financial regulators’ agenda. And as wave after wave of...

The FCA has published findings of its multi-firm review of retail banks' Consumer Duty implementation. A broken record This review was on...

The Payment Systems Regulator's policy statement on its new reimbursement requirement for victims of APP fraud has landed right before...

The EU’s Digital Operational Resilience Act starts to apply in January 2025. Before then the European Supervisory Authorities need to put...

The PRA and the FCA have opened a consultation (CP25/23) on plans to replace the EU's non-binding guidelines on the prudential assessment...

FCA Chair Ashley Alder and CEO Nikhil Rathi just appeared before the Treasury Committee.  They reported on various areas of interest...

Our Financial Regulation Outlook 2024 explores the key regulatory developments that we expect to see in the Banking, Asset Management and...

Financial services firms are familiar with the UK financial services regulators' Principles-based regulation.  And with the most optimal...

Over 6000 people beat down the door of the FCA's Consumer Duty webinar on 6 December 2023.  So many that the FCA's systems were...

In a recent speech the FCA highlighted “supporting technological advance” as one of its three main priorities for reform of the asset...

Having spent quite a lot of time over the last year advising on the Consumer Duty (the “Duty”), the FCA’s Call for Input on ‘Potential...

The FCA will allow investment firms to provide additional information, including cost breakdowns, on their key investor documents (KIDs)...

Following on from its consultation response in July 2023, the UK Government has now published a draft statutory instrument (“SI”) (and...

In the summer the government commissioned an independent review of the UK payments industry. Now that the report has landed we pick out...

Draft regulations reveal more detail on how the government plans to reshape the UK’s short selling regime, confirming divergence from the...

The International Organization of Securities Commissions has finalised its 18 policy recommendations for the regulation of crypto and...