28 Sep, 2022 Listen in to our webinar on Consumer Duty webinar for Retail / Challenger banks and Payment firms By Frances Hodgkins Little over a week ago Harry Eddis, Clare McMullen, Arjun Lakhani, Michael Fatungase, Olivia Murphy and I took to the microphone and...
28 Sep, 2022 ECB opinion on the proposed Regulation for amending the CSDR is published in the Official Journal By Dan Fallon James Morris Stephen Clipsham The European Central Bank's opinion on the Commission’s proposal for a Regulation amending the Central Securities Depositories Regulation...
28 Sep, 2022 Bank of England announces key elements of its 2022 ACS stress testing framework By Premlata Fagan Stephen Clipsham The Bank of England has announced that it is returning to the annual cyclical scenario (ACS) stress-test framework in 2022. This follows...
26 Sep, 2022 Final report and revised ESMA guidelines published on certain aspects of MiFID II suitability requirements By Raza Naeem Premlata Fagan Benjamin Maconick Victoria Hickman +1 more... Show less On 23rd September 2022, ESMA published its final report and revised guidelines on MiFID II suitability requirements detailing how it...
26 Sep, 2022 The Consumer Duty: The final rules - your implementation journey begins By Sara Cody The FCA has published its final rules implementing a new Consumer Duty. Implementation must now begin in earnest with firms'...
23 Sep, 2022 UK confirms plans to scrap banker bonus cap By Raza Naeem Simon Treacy The UK Chancellor, Kwasi Kwarteng, has confirmed plans to remove the cap on bankers’ bonuses as part of a series of mini-budget...
20 Sep, 2022 FCA Consumer Duty - Back to the Future? By Martyn Hopper Maybe a sign of middle age, or having worked on financial regulation for over a quarter of a century, but I have a strong sense of deja...