In this year's FCA Annual Public Meeting Ashley Alder (Chair) said that supervisory interventions and enforcement are both essential and...

The FCA's Annual Public Meeting is an important opportunity for FCA execs to do some market messaging. And this year, when it comes to...

The government has responded to its consultation on a future regulatory regime for cryptoassets. In general the government intends to...

The Bank of England, FCA and PRA have issued a feedback statement in response to their joint discussion paper on artificial intelligence...

Snapshot:FCA shares findings from review of payment account providers’ systems and controls against money mule activityFirms are...

The FCA has warned firms about three common issues with their crypto marketing, namely: promotions making claims about the safety,...

Nearly 2 years after the European Commission first proposed changes to MiFID II and MiFIR, EU legislators have finally agreed what those...

If a payment institution receives funds without a specific payment order and holds these funds for longer than the legal time limit, does...

In this post - aimed at boards and board members - we explain how the Consumer Duty can apply to companies whether or not financial...

Equifax UK just got an £11m FCA fine over the 2017 cyberattack against its US parent involving disclosure of data on numerous individuals...

Our U.S. Financial Regulation Group have published their latest update covering the most critical regulatory developments in the U.S....

Snapshot:FCA issues 146 alerts in first 24 hours of new cryptoasset marketing regimeAlso takes action against prospective approver of...

A draft EU law suggests requiring financial firms to open up access to their customers’ data via new dashboardsFirms would have to join...

The FCA has indicated its focus on sanctions compliance and control measures in the UK regulated sector on a number of occasions since...

DORA, the EU’s regime for operational resilience, imposes obligations on technology firms providing critical services to the financial...

The PSR has opened a consultation on a proposed specific direction under which firms will be required to follow new rules and reimburse...