Sep 25, 2024 Look out! FCA Enforcement "green shoots" incoming By Duncan Campbell Here's the tl;dr of Therese Chambers' speech to an AFME conference on 24 September plus the answers to questions she fielded afterwards. ...
Sep 25, 2024 Payments firms face stricter safeguarding standards By Harry Eddis Richard Hay Frances Hodgkins Arjun Lakhani Olivia Murphy Sam Quicke Bethan Poole Simon Treacy +5 more... Show less The Financial Conduct Authority has set out its stall to strengthen safeguarding rules for payments and e-money firms. Firms will need to...
Sep 20, 2024 Segmentation, vulnerability and blurred lines: the FCA's latest Consumer Duty value messaging By Duncan Campbell The FCA is forming some pretty pointed concerns about firms' value assessments. It has observed that many firms have found them...
Sep 19, 2024 UK plots post-PRIIPs policy By Raza Naeem Simon Treacy The Government and Financial Conduct Authority plan to put in place the UK’s new retail disclosure regime by summer 2025. According to a...
Sep 17, 2024 Big moves in the FCA's annual interventions and enforcement data By Duncan Campbell The FCA's annual report and metrics are out. The metrics contain most of what's useful, but as usual the message is hidden in the detail...
Sep 16, 2024 Navigating the FCA's Overseas Funds Regime By Premlata Fagan Raza Naeem Elliot Jack With the FCA’s Overseas Funds Regime (OFR) for non-UK funds to be recognised by the FCA and sold to UK retail investors having now been...
Sep 05, 2024 More FCA retail enforcement incoming (if the latest Skilled Persons stats are anything to go by) By Duncan Campbell The latest FCA Skilled Persons (SP) statistics are in, completing the data for the reporting year just gone. We've charted them for you...