12 Jul, 2023 Non-financial misconduct - FCA responds to the Treasury Select Committee, but questions remain By Becky Heaysman The FCA has written to the Treasury Select Committee explaining its supervision and investigation of Odey Asset Management and Crispin...
28 Apr, 2023 Consumer Duty and the cost-of-living, from embedding to enforcement - a key focus of the FCA Business Plan for 2023/24 By Becky Heaysman The FCA has published its latest Business Plan for 2023/24, setting out the roadmap for the next 12 months towards delivering the...
02 Feb, 2022 Operational resilience - two months to go By Becky Heaysman Clare McMullen Simon Treacy In two months new regulations on operational resilience will start to apply for many UK financial services firms. The FCA has used a...
19 May, 2021 From the ashes no more: FCA ban on claims management phoenixing By Becky Heaysman Imagine a financial advice firm goes out of business. The managing director had provided inadequate advice to consumers and is barred...