Sep 29, 2023 EU shows how daunting DORA is by mapping how tech firms support financial services By Raza Naeem Jimi Piggott Simon Treacy Survey suggests financial firms use a wide range of ICT providers……but rely on a relatively small group to support their most important...
Sep 28, 2023 FCA's sets out priorities for the insurance sector for 2023 to 2025 By Premlata Fagan Jimi Piggott The FCA has published letters that it has sent to firms in the retail, wholesale and life sectors updating them on its market wide...
Sep 28, 2023 EU shows how daunting DORA is by mapping how tech firms support financial services By Raza Naeem Jimi Piggott Simon Treacy Survey suggests financial firms use a wide range of ICT providers……but rely on a relatively small group to support their most important...
Sep 08, 2023 FCA concerned about crypto ad compliance, including for overseas firms By James Morris Jimi Piggott Upasana Chauhan Simon Treacy +1 more... Show less FCA says firms have under-appreciated scope of financial promotion regime for cryptoassets. Regulator allows extra time to comply with...
Sep 08, 2023 FCA concerned about crypto ad compliance, including for overseas firms By James Morris Jimi Piggott Upasana Chauhan Simon Treacy +1 more... Show less FCA says firms have under-appreciated scope of financial promotion regime for cryptoassets. Regulator allows extra time to comply with...
Sep 05, 2023 FCA opens consultation to move IDD level 2 measures for insurance firms into its Handbook By Jimi Piggott The FCA has opened a consultation (CP23/19) on moving a tranche of retained EU 'delegated regulations' - linked to the Insurance...
Aug 20, 2023 Have crypto, will travel - FCA sets out Travel Rule expectations for UK cryptoasset businesses By Jimi Piggott The FCA has set out its expectations for cryptoasset firms in complying with the incoming 'Travel Rule'. Under the Rule - which comes...
Aug 07, 2023 Pension Dashboard Service Firms: are you ready for the new regulatory framework? By Premlata Fagan The UK Government has been working for some time to progress its pensions dashboard initiative, introducing the new online platforms...