09 Oct, 2023 Key messages from the FCA on sanctions compliance and controls By James Bowen The FCA has indicated its focus on sanctions compliance and control measures in the UK regulated sector on a number of occasions since...
27 Mar, 2023 Upping the ante: are your regulatory compliance systems and controls good enough? By Pansy Wong With Risk.net reporting that: "regulatory compliance is an increasing source of alarm for operational risk managers. It jumped to second...