8/11/2025 11:02:42 AM FCA finds senior managers among those breaching communication policies By Raza Naeem Alexia Katzaros Simon Treacy Wholesale banks record staff communications to help them spot misconduct. The UK FCA has found breaches of firms’ recording and...
6/28/2024 4:21:06 PM Welcome FCA guidance on monitoring under the consumer duty By Sara Cody The FCA has published its findings from a review of larger insurance firms’ approaches to outcomes monitoring under the consumer duty....