17 Sep, 2024 Big moves in the FCA's annual interventions and enforcement data By Duncan Campbell The FCA's annual report and metrics are out. The metrics contain most of what's useful, but as usual the message is hidden in the detail...
05 Sep, 2024 More FCA retail enforcement incoming (if the latest Skilled Persons stats are anything to go by) By Duncan Campbell The latest FCA Skilled Persons (SP) statistics are in, completing the data for the reporting year just gone. We've charted them for you...
17 May, 2024 Complaints, canaries and coalmines By Duncan Campbell Is your firm an investment management, personal investment or pension firm? Then pay attention. In this brave new world of early and...
22 Sep, 2021 AI in Financial Services 2.0: Managing machines in an evolving legal landscape By Jennifer Calver Sophia Le Vesconte Simon Treacy Coinciding with London Tech Week and the UK's launch of a national AI strategy, we are pleased to launch today an update to our 2019...
07 Jun, 2021 Clear as clay - FCA clarifies costs and charges data disclosure for workplace pension providers By Jimi Piggott-Bader One of the more innocuous curiosities at this year's French Open, which comes to a head this week, was seeing Roger Federer - who at...