04 Jul, 2024 EU institutions explore AI in financial services By Simon Treacy As our mid-year legal outlook shows, the legal impact of AI adoption is not limited to the tech sector. Financial services firms are...
28 Mar, 2023 ESMA finalises MiFID II product governance guidance with minor changes… but suggests further guidance may follow in Q&A By Karen Cooper ESMA has published its final report on guidelines on product governance, which includes ESMA’s response to feedback on ESMA’s 2022...
18 Jul, 2022 A full in-tray for the next FCA Chair By Peter Bevan Simon Treacy Ashley Alder has been confirmed as the next Chair of the Financial Conduct Authority, although he does not take up his new role until...