04 Oct, 2021 Amendments to ESMA/EBA guidelines are slowly tightening the screws on non-financial misconduct By Sara Cody ESMA and the EBA have had guidelines on assessing the suitability of members of the management body and key function holders pursuant to...
17 May, 2021 NFM and whistleblowing - a global priority? By Sara Cody Much has been said in the UK about the FCA's focus on the way in which regulated firms deal with 'non-financial misconduct' and the...