29 Nov, 2021 Moving fast and breaking things: FCA executives take more power By Duncan Campbell Remember when the FCA consulted on proposed changes to its decision-making procedure? Well, these have happened, effective 26 November...
19 May, 2021 Cum-Ex: if the Court stays your action against one firm for misconduct, just enforce against another for systems and controls failures instead By Duncan Campbell FCA Enforcement has 14 ongoing Cum-Ex investigations into firms and 8 into individuals - 3.8% of its total caseload (FCA FOI responses,...