4/23/2026 7:51:34 PM UK streamlines senior manager accountability processes By Nikunj Kiri Clare McMullen Verity Kemp Sara Cody Simon Treacy +2 more... Show less New papers confirm several reforms to the UK’s Senior Managers and Certification Regime. HM Treasury has released a consultation response...
5/19/2021 12:00:00 AM How likely is it that any given SMF holder is under FCA investigation? Only about 0.02% By Duncan Campbell The number of open FCA investigations into Senior Management Function (SMF) holders is growing, as you might expect. But does that tell...
5/14/2021 2:49:09 PM Holding firms to account for diversity and inclusion at senior levels By Becky Jacombs Diversity and inclusion are important issues to all businesses and it appears the FCA is considering how it can best use its power as a...