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New papers confirm several reforms to the UK’s Senior Managers and Certification Regime. HM Treasury has released a consultation response...
We now have our first enforcement action against a Senior Manager under the SMCR for breaches of the Senior Manager Conduct Rules. And...
The FCA has stated clearly that "non-financial misconduct is misconduct", and followed this up with publicised enforcement action...
The number of open FCA investigations into Senior Management Function (SMF) holders is growing, as you might expect. But does that tell...