23 Feb, 2023 The FCA seeks views for post-Brexit regulation of the UK asset management sector By Alex Beaghton The FCA has announced that it is seeking views on how it could improve regulation of the UK’s asset management industry, which consists...
22 Mar, 2022 Custodians and depositaries warned about CASS compliance weaknesses By Simon Treacy The FCA has written to CEOs at custodians, fund depositaries and third-party administrators to highlight key risks which those firms need...
25 Nov, 2021 Asset managers’ countdown to operational resilience By Raza Naeem Clare Wiles Simon Treacy With just over four months to go until the rules take effect, now is a good time to assess how ready asset managers are to meet new...
11 Nov, 2021 The FCA's proposed consumer duty could take asset managers by surprise By Sara Cody Raza Naeem Duncan Campbell The FCA's proposed consumer duty could well bite asset managers in ways that they may not presently expect. It would apply to any firm...