3/28/2023 2:29:02 PM ESMA finalises MiFID II product governance guidance with minor changes… but suggests further guidance may follow in Q&A By Karen Cooper ESMA has published its final report on guidelines on product governance, which includes ESMA’s response to feedback on ESMA’s 2022...
1/28/2022 10:13:36 AM ESMA proposes burdensome “sustainability preferences” revisions to its Suitability Guidelines By Vanessa Havard-Williams Peter Bevan Silke Bernard Raza Naeem Benjamin Maconick Terry Yiangou +3 more... Show less With the integration of sustainability preferences into MiFID II suitability requirements effective from August this year, ESMA has today...
10/4/2021 1:39:04 PM Amendments to ESMA/EBA guidelines are slowly tightening the screws on non-financial misconduct By Sara Cody ESMA and the EBA have had guidelines on assessing the suitability of members of the management body and key function holders pursuant to...
10/4/2021 1:23:39 PM ESMA’s Executive Director discusses its priorities for derivatives By Stephen Clipsham Natasha Cazenave, ESMA's Executive Director delivered a speech on 27 September 2021 discussing ESMA's priorities around derivatives. The...
5/26/2021 7:29:48 PM Ratings shopping: ESMA consults on CRAR disclosures By Linklaters ESMA has today published a consultation paper proposing guidelines on disclosure requirements for credit rating agencies (CRAs) on...