28 Mar, 2023 ESMA finalises MiFID II product governance guidance with minor changes… but suggests further guidance may follow in Q&A By Karen Cooper ESMA has published its final report on guidelines on product governance, which includes ESMA’s response to feedback on ESMA’s 2022...
28 Jan, 2022 ESMA proposes burdensome “sustainability preferences” revisions to its Suitability Guidelines By Vanessa Havard-Williams Peter Bevan Silke Bernard Raza Naeem Benjamin Maconick Terry Yiangou +3 more... Show less With the integration of sustainability preferences into MiFID II suitability requirements effective from August this year, ESMA has today...
04 Oct, 2021 Amendments to ESMA/EBA guidelines are slowly tightening the screws on non-financial misconduct By Sara Cody ESMA and the EBA have had guidelines on assessing the suitability of members of the management body and key function holders pursuant to...
04 Oct, 2021 ESMA’s Executive Director discusses its priorities for derivatives By Stephen Clipsham Natasha Cazenave, ESMA's Executive Director delivered a speech on 27 September 2021 discussing ESMA's priorities around derivatives. The...
26 May, 2021 Ratings shopping: ESMA consults on CRAR disclosures By Linklaters ESMA has today published a consultation paper proposing guidelines on disclosure requirements for credit rating agencies (CRAs) on...