6/2/2025 10:59:51 AM Consumer Duty Board Reporting: Guidance Document and Linklaters Advice Services By Sara Cody Oli Palmer Jankee Gohil The FCA requires firms to prepare a report for their Board on Consumer Duty compliance at least annually. Firms are in the process of...
6/30/2021 3:21:30 PM FCA review finds weaknesses in AFM governance and operations By Elizabeth Dowd The FCA has published the findings of its review of "host" Authorised Fund Managers (AFMs) today, highlighting weaknesses in governance...