6/2/2025 10:59:51 AM Consumer Duty Board Reporting: Guidance Document and Linklaters Advice Services By Sara Cody Oli Palmer Jankee Gohil The FCA requires firms to prepare a report for their Board on Consumer Duty compliance at least annually. Firms are in the process of...
2/28/2023 5:04:03 PM FCA publishes initial observations on IFPR implementation with comments on ICARA and reporting which firms should take on board By Karen Cooper The new UK prudential regime for investment firms (IFPR) applied from January 2022. At the time, firms were encouraged to implement on a...