The new UK prudential regime for investment firms (IFPR) applied from January 2022. At the time, firms were encouraged to implement on a...
With just over four months to go until the rules take effect, now is a good time to assess how ready asset managers are to meet new...
The FCA’s annual perimeter report recommends extending the SMCR to credit rating agencies, as well as recognised investment exchanges,...
The FCA has stated clearly that "non-financial misconduct is misconduct", and followed this up with publicised enforcement action...