17 Sep, 2024 Big moves in the FCA's annual interventions and enforcement data By Duncan Campbell The FCA's annual report and metrics are out. The metrics contain most of what's useful, but as usual the message is hidden in the detail...
19 Jul, 2021 A Division that's sluggish or ready to spring? The latest stats from FCA Enforcement By Duncan Campbell The FCA Enforcement data released with the FCA's 2020-21 Annual Report paint a striking picture of the FCA's responses during an...
22 Jun, 2021 PRA investigators didn't break much new ground in 2020-21 - will they come roaring back this year? By Duncan Campbell The PRA published its 2020-21 annual report last week along with its latest enforcement and Skilled Persons statistics. And it's fair to...
21 May, 2021 Non-financial misconduct: FCA talks the talk but expects firms to walk the walk By Duncan Campbell The FCA has stated clearly that "non-financial misconduct is misconduct", and followed this up with publicised enforcement action...
19 May, 2021 How likely is it that any given SMF holder is under FCA investigation? Only about 0.02% By Duncan Campbell The number of open FCA investigations into Senior Management Function (SMF) holders is growing, as you might expect. But does that tell...