28 Jun, 2024 Steve Smart on combatting financial crime: talk to each other more! By Duncan Campbell One year after Steve Smart became the FCA's joint executive director of enforcement and market oversight, he has broken his (sort of)...
09 Apr, 2024 The BoE and PRA are getting ready to enforce against more firms. Are you impacted? By Duncan Campbell The Bank of England and PRA are preparing to take enforcement action against a wider range of firms. They've proposed new enforcement...
09 Feb, 2024 Financial services interventions and enforcement trends for 2024 By Nikunj Kiri Sara Cody Duncan Campbell In the next couple of months we'll see the FCA enforcement heads articulate their vision and direction for interventions and enforcement...