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The FCA has published the key findings of a review of firms’ approaches to complaints and root cause analysis, setting out examples of...
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The FCA has published the findings of its review into firms’ approaches to the preparation of the first annual Consumer Duty Board...
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Our Financial Regulation Outlook 2025 report explores the key regulatory developments that we expect to see in the Banking, Asset...
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It has been a while since the FCA last looked in detail at consolidation, but a Dear CEO letter sent to financial advisers and investment...
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With the FCA’s Overseas Funds Regime (OFR) for non-UK funds to be recognised by the FCA and sold to UK retail investors having now been...
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As any payments firm who has applied (or is applying) for authorisation in the UK will know, a key aspect of an authorisation application...
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In consultation papers published on 25 September 2023, the UK’s financial regulators have set out proposals to boost diversity and...
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The FCA has published letters that it has sent to firms in the retail, wholesale and life sectors updating them on its market wide...