08 Oct, 2024 FCA announces advice market consolidation review and other key priorities in dear CEO letter By Premlata Fagan It has been a while since the FCA last looked in detail at consolidation, but a Dear CEO letter sent to financial advisers and investment...
16 Sep, 2024 Navigating the FCA's Overseas Funds Regime By Premlata Fagan Raza Naeem Elliot Jack With the FCA’s Overseas Funds Regime (OFR) for non-UK funds to be recognised by the FCA and sold to UK retail investors having now been...
04 Mar, 2024 FCA continues its focus on wind-down plans By Olivia Murphy As any payments firm who has applied (or is applying) for authorisation in the UK will know, a key aspect of an authorisation application...
28 Sep, 2023 Financial services regulators in the UK publish consultation papers to boost diversity and inclusion across the financial services sector By Nikunj Kiri Martyn Hopper Alison Wilson Alexandra Beidas +1 more... Show less In consultation papers published on 25 September 2023, the UK’s financial regulators have set out proposals to boost diversity and...
28 Sep, 2023 FCA's sets out priorities for the insurance sector for 2023 to 2025 By Premlata Fagan Jimi Piggott-Bader The FCA has published letters that it has sent to firms in the retail, wholesale and life sectors updating them on its market wide...