8/5/2026 4:39:46 PM Upper Tribunal upholds FCA ban but significantly reduces penalties By Sara Cody Mia Shindler Stephen Clipsham In Richard Brian Fenech and Heather Imogen Dunne v The Financial Conduct Authority, the Upper Tribunal considered the calculation of...
7/23/2026 5:31:21 PM PRA fines HDI Global SE and provides key insight into its expectations of EAS participants By Sara Cody The Prudential Regulation Authority (“PRA”) has fined HDI Global SE (“HDI”), the UK-authorised branch of a German-headquartered global...
7/21/2026 5:40:30 PM FCA releases latest stats on enforcement By Sara Cody Stephen Clipsham The FCA’s latest Enforcement Data, released with the FCA’s 2025/26 Annual Report, provide an intriguing snapshot into the regulator’s...
7/3/2026 12:28:54 PM FCA to simplify investment disclosure regime: CP 26/24 By Premlata Fagan Consumers need clear and relevant information to make better-informed choices. This is particularly important for costs and charges...
4/16/2026 6:24:04 PM Risk Warnings Review sets out new framework for communicating investment risk By Premlata Fagan Stephen Clipsham The Risk Warnings Review (commissioned by HM Treasury in July 2025 as part of the Leeds Reforms) has published its final report on...
4/16/2026 9:23:00 AM AIFMD II takes effect at last By Premlata Fagan After a lengthy legislative process, the deadline for local transposition of AIFMD II (Directive (EU) 2024/927) (which amends both the...
3/26/2026 11:10:16 AM FCA outlines its plans to help people get more financial advice for important decisions By Premlata Fagan With rules for targeted support now in place and the FCA preparing for their roll-out in the coming weeks, the FCA has launched a...
3/23/2026 12:01:49 PM FCA sets out 2026 regulatory priorities for the Wholesale Banking and Buy- Side markets sector By Premlata Fagan Stephen Clipsham The FCA has now published its Regulatory Priorities Reports for Wholesale Markets and for the Wholesale Buy Side sector. The reports,...
3/17/2026 11:01:27 AM FCA sets out its 2026 regulatory priorities for Mortgages sector By Premlata Fagan The FCA has now published its Regulatory Priorities report for the Mortgages sector Reports such as this one will, going forward,...
3/17/2026 10:44:49 AM FCA sets out its 2026 regulatory priorities for the Retail Banking sector By Premlata Fagan The FCA has now published its Regulatory Priorities report for the Retail Banking sector Reports such as this one will, going forward,...
3/5/2026 2:24:36 PM FCA sets out its 2026 regulatory priorities for consumer investments By Premlata Fagan On 4 March 2026, the Financial Conduct Authority (FCA) published its Regulatory Priorities report for the consumer investments sector. ...
2/26/2026 10:36:02 AM Join us for Linklaters Spring Conference: Regulatory Agenda for 2026 By Karen Cooper Victoria Hickman Stephen Clipsham Wednesday 18 March 20268:30am to 2:00pm GMT | Arrival and registration from 8:00amLinklaters LLP | 20 Ropemaker Street, London, EC2Y 9AR...
2/6/2026 10:58:00 AM Financial Regulation Legal Outlook 2026 By Stephen Clipsham Our Financial Regulation Outlook 2026 (now updated to January 2026) explores the key regulatory developments that we expect to see in the...
7/2/2025 9:53:12 AM Striking a new balance for mortgage lending – FCA’s Mortgage Rule Review By Clare Whittle Emily Rainbird The FCA has launched the next phase of its Mortgage Rule Review, publishing a discussion paper aimed at encouraging open dialogue on the...
6/16/2025 2:17:05 PM House of Lords Committee finds the FCA and PRA have a ‘deeply entrenched culture of risk aversion’ By Sara Cody Stephen Clipsham The House of Lords Regulation Committee was established in early 2024. Following the passing of FSMA 2023, which established a new...
6/9/2025 1:44:05 PM FCA proposes simplified AoV reporting requirements By Premlata Fagan As part of its latest quarterly consultation, the FCA has published proposals seeking to “reduce and simplify” the Assessment of Value...